Monitoring Stem Cell Research
The President's Council on Bioethics
Washington, D.C.
January 2004 www.bioethics.gov
Pre-Publication Version
Appendix K
Adult Stem Cells
DAVID A. PRENTICE, PH.D.
Professor of Life Sciences at Indiana State University,
Terre Haute, Indiana
Within just a few years, the possibility that the human body
contains cells that can repair and regenerate damaged and
diseased tissue has gone from an unlikely proposition to a
virtual certainty. Adult stem cells have been isolated from
numerous adult tissues, umbilical cord, and other non-embryonic
sources, and have demonstrated a surprising ability for transformation
into other tissue and cell types and for repair of damaged
tissues. This paper will examine the published literature
regarding the identity of adult stem cells and possible mechanisms
for their observed differentiation into tissue types other
than their tissue of origin. Reported data from both human
and animal studies will be presented on the various tissue
sources of adult stem cells and the differentiation and repair
abilities for each source, especially with regards to current
and potential therapeutic treatments.
Adult stem cells have received intense scrutiny over
the past few years due to surprising discoveries regarding
heretofore unknown abilities to form multiple cell and
tissue types, as well as the discovery of such cells in
an increasing number of tissues. The term "adult stem
cell" is somewhat of a misnomer, because the cells are
present even in infants and similar cells exist in umbilical
cord and placenta. More accurate terms have been proposed,
such as tissue stem cells, somatic stem cells, or post-natal
stem cells. However, because of common usage this review
will continue to use the term adult stem cell.
This paper will review the literature related to adult
stem cells, including current and potential clinical applications
(with apologies to the many who are not cited, due to
the exponential increase in papers regarding adult stem
cells and the limitations of this review.) The focus
will be on human adult stem cells, but will also include
results from animal studies which bear on the potential
of adult stem cells to be used therapeutically for patients.
This paper will not attempt to review the literature
related to hematopoietic stem cells, i.e., the bone
marrow stem cell that is the immediate precursor for blood
cells, and the formation of typical blood cells. Nor will
this paper review the substantial literature regarding clinical
use of bone marrow or bone marrow stem cell transplants for
hematopoietic conditions such as various cancers and anemias,
nor the striking clinical results seen for conditions such
as scleromyxedema, multiple sclerosis, systemic lupus, arthritis,
Crohn's disease, etc.1
In these instances, the stem cells are used primarily to replace
the hematopoietic system of the patient, after ablation of
the patient's own bone marrow hematopoietic system. Finally,
multipotent adult progenitor cells (MAPC's), a bone marrow
stem cell that has shown significant abilities at proliferation
in culture and differentiation into other body tissues,2
have been reviewed by Dr. Catherine Verfaillie in a separate
paper for the President's Council on Bioethics, and the reader
is directed to that review for more information.
Key questions regarding adult stem cells are: (1) their
identity, (2) their tissue source of origin, (3) their
ability to form other cell or tissue types, and (4) the
mechanisms behind such changes in differentiation and
effects on tissues and organs. Historically only a few
stem cells were recognized in humans, such as the hematopoietic
stem cell which produces all of the blood cell types,
the gastrointestinal stem cell associated with regeneration
of the gastrointestinal lining, the stem cell responsible
for the epidermal layer of skin, and germ cell precursors
(in the adult human, the spermatogonial stem cell.) These
stem cells were considered to have very limited repertoires,
related to replenishment of cells within their tissue
of origin. These limitations were considered to be a
normal part of the developmental paradigm in which cells
become more and more restricted in their lineage capabilities,
leading to defined and specific differentiated cells in
body tissues. Thus, discovery of stem cells in other
tissues, or with the ability to cross typical lineage
boundaries, is both exciting and confusing because such
evidence challenges the canonical developmental paradigm.
STEM CELL MARKERS
Identification of cells typically relies on use of cell surface
markers-cellular differentiation (CD) antigens-that denote
the expression of particular proteins associated with genomic
activity related to a particular differentiation state of
the cell. Identification also has relied on morphological
and molecular indications of function, such as expression
of specific enzymes. Since stem cells by definition have
not yet taken on a specific differentiated function, their
identification has relied primarily on use of cell surface
markers, and only secondarily on production of differentiated
products in various tissues. One stated goal has been to
isolate a single putative adult stem cell, characterized fully
by specific markers and molecular characteristics, and then
to follow the differentiation of this single cell (and/or
its progeny) to show that it indeed has multipotent or pluripotent
capabilities (clonogenic ability). For bone marrow stem cells,
selection of putative adult stem cells has usually excluded
typical markers for hematopoietic lineages (lin-),
CD45, CD38, with inclusion or exclusion of the hematopoietic
marker CD34 and inclusion of the marker c-kit (CD117). Other
proposed markers for adult stem cells are AC133-2 (CD133),
which is found on many stem cell populations,3
and C1qRp, the receptor for complement molecule
C1q,4
found on a subset of CD34+/- human stem cells from
bone marrow and umbilical cord blood. When transplanted into
immunodeficient mice, C1qRp-positive human stem
cells formed not only hematopoietic cells but also human hepatocytes.
Other methods of isolation and identification include the
ability of putative stem cells to exclude fluorescent dyes
(rhodamine 123, Hoechst 33342), allowing isolation by fluorescence-activated
cell sorter (FACS) of a "side population" of cells within
a tissue that have stem cell characteristics. Expression
of the Bcrp1 gene (ABCG2 gene in humans) is apparently
responsible for this dye exclusion, and could provide a common
molecular expression marker for stem cells5.
A study of expressed genes from a single cell-derived colony
of human mesenchymal stem cells identified transcripts from
numerous cell lineages,6
and a similar attempt at profiling the gene expression of
human neural stem cell in culture with leukemia inhibitory
factor (LIF) has been done,7
perhaps providing an expressed molecular milieu which could
identify candidate stem cells. Attempts to determine the
complete molecular signature of gene expression common to
human and mouse stem cells have shown over 200 common genes
between hematopoietic and neural stem cells, with some considerable
overlap with mouse embryonic stem cells as well.8
The function of many of these genes is as yet unknown, but
may provide distinctive markers for identification of adult
stem cells in different tissues.
However, dependence on particular markers for prospective identification
and isolation of adult stem cells seems unreliable. In particular,
the use of specific hematopoietic markers such as the presence
or absence of CD34, has yielded mixed results in terms of the
identification of putative stem cells. There is evidence that
the expression of CD34 and CD133 can actually change over time,
and its expression may be part of a cycling phenomenon among
human hematopoietic and mesenchymal stem cells in the bone marrow
and peripheral blood, and perhaps in other tissues,9
i.e., an isolated CD34+ cell may become CD34-,
and then reacquire CD34 expression. Likewise, a systematic
analysis of the cell surface markers and differentiation potential
of supposedly distinct isolated populations of human bone marrow
stem cells revealed no differences in practice between the cell
populations.10
Moreover, an analysis of genetic and ultrastructural characteristics
of human mesenchymal stem cells undergoing differentiation and
dedifferentiation has revealed reversibility in the characteristics
studied.11
Thus, any attempt to isolate a single type of adult stem
cell for study may not actually capture the intended cell,
or may, by using a particular set of isolation or growth conditions,
alter its gene expression. This idea has been elaborated
by Thiese and Krause,12
who note that this "uncertainty principle" means any attempt
to isolate and characterize a cell necessarily alters its
environment, and thereby potentially its gene expression,
identity, and potential ability to differentiate along various
lineages. Likewise, the stochastic nature of cell differentiation
in such dynamic and interacting systems means that attempts
to delineate differentiation pathways must include descriptions
of each parameter associated with the conditions used, and
still may lead only to a probabilistic outcome for differentiation
of a stem cell into a particular tissue. Blau et al.13
have raised the question of whether there may be a "universal"
adult stem cell, residing in multiple tissues and activated
dependent on cellular signals, e.g., tissue injury.
When recruited to a tissue, the stem cell would take its cues
from the local tissue milieu in which it finds itself (including
the soluble growth factors, extracellular matrix, and cell-cell
contacts.) Examples of such environmental influences on fate
choice have been noted previously.14
Thus, it may not be surprising to see examples of cells isolated
using the same marker set showing disparate differentiative
potentials,15,
16,
17,
18
based on the context of the isolation or experimental conditions,
or to see cells with different marker sets showing similar
differentiation. In the final analysis, description of a
"stem cell", its actual tissue of origin, and even its differentiation
ability, may be a moving target describable only within the
context of the particular experimental paradigm used, and
may require asking the correct questions in context of the
cell's identity and abilities not clonally but rather within
a population of cells, and within a certain environment.12,19
Given the uncertainties involved in isolating and identifying
particular adult stem cells, Moore and Quesenberry20
suggest that we consider an adult stem cell's functional ability
to be, at a minimum, taking on the morphology and cell markers
of a differentiated tissue, supplemented by any further functional
activity and interaction within a tissue. Certainly a physiological
response by improvement of function in a damaged organ system
is an indication of a functional response.19,
20
As will be discussed later, the function and therapeutic benefit
may not necessarily require direct differentiation and integration
of an adult stem cell into a desired tissue, but could be
accomplished by stimulation of endogenous cells within the
tissue.
DIFFERENTIATION MECHANISMS
Several possible mechanisms have been proposed for differentiation
of adult stem cells into other tissues. One mechanism that
has received attention lately is the possibility of cell fusion,
whereby the stem cell fuses with a tissue cell and takes on
that tissue's characteristics. In vitro experiments
using fusion of somatic cells with embryonic stem cells and
embryonic germ cells21
have demonstrated that the cell hybrid can take on characteristics
of the more primitively developed cell. However, given that
such characteristics of spontaneous cell fusion hybrids in
vitro have been known for quite some time,22
and that a cell fusion hybrid does not explain in vitro
differentiation of adult stem cells unexposed to tissues,
the experiments could not verify this as a possible mechanism
for adult stem cell differentiation. More recently, in
vivo experiments have shown that for liver,23
formation of a cell fusion hybrid is a viable explanation
for some of the differentiation as well as repair of liver
damage seen in these experiments. In an in vitro experiment
where human mesenchymal stem cells were co-cultured with heat-shocked
small airway epithelial cells, a mixed answer was obtained-some
of the stem cells differentiated directly into epithelial
cells, while others formed cell fusion hybrids to repair the
damage.24
The ability to form cell hybrids in some tissues may be a
useful mechanism for repair of certain types of tissue damage
or for delivery of therapeutic genes to a tissue.25
The reprogramming of cellular gene expression via hybrids
is not unlike a novel method reported recently for transdifferentiation
of somatic cells. In this method, fibroblasts were soaked
in the cytoplasm and nucleoplasm of a lysed, differentiated
T lymphocyte cell, taking up factors from the exposed "soup"
of the cellular contents of the differentiated cell, and began
expressing functional characteristics of a T cell.26
In contrast to the results discussed above, other experiments
have shown no evidence that cell fusion plays a role in differentiation
of adult stem cells into other tissue types. For example,
using human subjects it was shown that human bone marrow cells
differentiated into buccal epithelial cells in vivo
without cell fusion,27
and human cord blood stem cells formed hepatocytes in mouse
liver without evidence of cell fusion.28
In these cases it appears that the adult stem cells underwent
changes in gene expression and directly differentiated into
the host tissue cell type, integrating into the tissue. It
is likely that the mechanism of adult stem cell differentiation
may vary depending on the target tissue, or possibly on the
state of the adult stem cell used, especially given that normal
functioning liver typically shows cell fusion hybrids, with
cell fusion functioning as a mechanism for most of the differentiation
and repair in tissues such as liver, and direct differentiation
(transdifferentiation) into other cell types functioning in
other tissues. Much remains to be determined regarding the
mechanisms associated with adult stem cell differentiation.
Keeping in mind the uncertainties noted above for
identification of a particular adult stem cell and its
initial tissue of origin, the majority of this review
will focus on some of the evidence for adult stem cell
differentiation into other tissues. The cells will be
categorized based on general tissue of isolation, with
the primary emphasis on human adult stem cells, supplemented
with information from animal studies.
BONE MARROW STEM CELLS
Bone marrow contains at least two, and likely more,2,29
discernable stem cell populations. Besides the hematopoietic
stem cell which produces blood cell progeny, a cell type termed
mesenchymal or stromal also exists in marrow. This cell provides
support for hematopoietic and other cells within the marrow,
and has also been a focus for possible tissue repair.30
Isolation is typically based on some cell surface markers,
but also primarily on the ability of these cells to form adherent
cell layers in culture. Human mesenchymal stem cells have
been shown to differentiate in vitro into various cell
lineages including neuronal cells,31,32
as well as cartilage, bone, and fat lineages.33
In vivo, human adult mesenchymal stem cells transferred
in utero into fetal sheep can integrate into multiple
tissues, persisting for over a year. The cells differentiated
into cardiac and skeletal muscle, bone marrow stromal cells,
fat cells, thymic epithelial cells, and cartilage cells.
Analysis of a highly purified preparation of human mesenchymal
stem cells34
indicated that they could proliferate extensively in culture,
constitutively expressing the telomerase enzyme, and even
after extensive culture retained the ability to differentiate
in vitro into bone, fat, and cartilage cells. Isolated
colonies of the cells formed bone when injected into immunodeficient
mice. Expanding on their previous in vitro work with
rat and human mesenchymal/stromal stem cells, Woodbury et
al.35
performed molecular analyses of rat stromal stem cells and
found that the cells express genes associated with all three
primary germ layers-mesodermal, ectodermal, and endodermal-as
well as a gene associated for germinal cells. The gene expression
pattern was also seen in a clonal population of cells, indicating
that it was not due to an initial mixed population of cells,
but was the typical gene expression pattern of the stromal
cells. The results suggested that the stromal stem cells
were already multidifferentiated and that switching to a neuronal
differentiation pattern involved quantitative regulation of
existing gene expression patterns. Koc et al.36
have used infusion of allogeneic donor mesenchymal stem cells
in an attempt to correct some of the skeletal and neurological
defects associated with Hurler syndrome (mucopolysaccharidosis
type-IH) and metachromatic leukodystrophy (MLD). A total
of 11 patients received donor mesenchymal stem cells, expanded
from bone marrow aspirate. Four patients showed significant
improvements in nerve conduction velocities, and all patients
showed maintenance or slight improvement in bone mineral density.
Bone marrow-derived cells in general have shown ability to
form many tissues in the body. For example, bone marrow-derived
stem cells in vivo appear able to form neuronal tissues,18,37
and a single adult bone marrow stem cell can contribute to
tissues as diverse as marrow, liver, skin, and digestive tract.16
One group has now developed a method for large-scale generation
of neuronal precursors from whole adult rat bone marrow.38
In this procedure, treatment of unfractionated bone marrow
in culture with epidermal growth factor and basic fibroblast
growth factor gave rise to neurospheres with cells expressing
neuronal markers.
In vivo studies using fluorescence and genetic tracking
of adult stem cells in animals, and tracking of the Y chromosome
in humans, has shown that bone marrow stem cells can contribute
to numerous adult tissues. Follow-up of patients receiving
adult bone marrow stem cell transplants has allowed tracking
of adult stem cells within humans, primarily by identification
of Y chromosome-bearing cells in female patients who had received
bone marrow stem cells from male donors. Biopsy or postmortem
samples show that some of the transplanted bone marrow stem
cells could form liver, skin, and digestive tract cells,39
as well as participate in the generation of new neurons within
the human brain.40
Bone marrow stem cells have also been shown to contribute
to Purkinje cells in the brains of adult mice41
and humans42.
Generation of this particular type of neural cell is significant
in that new Purkinje cells do not normally appear to be generated
after birth.
Regeneration or replacement of dead or damaged cells is the
primary goal of regenerative medicine and one of the prime motivations
for study of stem cells. It is thus of significant interest
that bone marrow stem cells have shown the ability to produce
therapeutic benefit in animal models of stroke. In mice, fluorescence-tracked
bone marrow derived stem cells expressed neuronal antigens and
also incorporated as endothelial cells, possibly producing therapeutic
benefit by allowing increased blood flow to damaged areas of
the brain.43
In rats, intravenous (IV) administration of rat44
or human45
bone marrow stromal cells resulted in significant behavioral
recovery after stroke. Interestingly, only a small percentage
of the stromal stem cells appeared to incorporate into the
damaged brain as neuronal cells (1-5% in the case of the human
marrow stromal cells), but the levels of neurotrophin growth
factors within the brains increased and were possibly the
signal for repair of damaged brain tissue, perhaps by stimulation
of endogenous neuronal precursors. It is also of interest
that the marrow stromal cells were injected IV and not intracerebrally,
indicating that the stem cells somehow "homed" to the site
of tissue damage. Most studies showing adult stem cell differentiation
into other tissues show an increased incorporation of cells,
or even an absolute requirement for differentiation, relying
on tissue damage to initiate the differentiation. This may
indicate that without a "need" for replacement and repair,
there is little or no activation of adult stem cells. The
recruitment and homing of adult stem cells to damaged tissues
are fascinating but relatively unexplained phenomena. One
report46
indicates that recruitment of quiescent stem cells from bone
marrow to the circulation requires release of soluble c-kit
ligand (stem cell factor), but the range of factors necessary
for recruitment and homing to organs other than bone marrow
is unknown at this time and warrants increased investigation.
Bone marrow stem cells have also shown the ability to participate
in repair of damaged retinal tissues. When bone marrow stem
cells were injected into the eyes of mice, they associated
with retinal astrocytes and extensively incorporated into
the vascular (blood vessel) network of the eye.47
The cells could also rescue and maintain normal vasculature
in the eyes of mice with a degenerative vascular disease.
In another animal study, bone marrow derived stem cells were
observed to integrate into injured retina and differentiated
into retinal neuronal cells.48
Stromal stem cells have also shown capability in mice to repair
spinal cord which was demyelinated.49
One of the problems related to spinal cord injury is loss
of the protective myelin sheath from spinal cord after injury.
A mixed bone marrow stem cell fraction was injected into the
area of damage in the spinal cord, and remyelination of the
area was seen. In another mouse study, marrow stromal cells
injected into injured spinal cord formed guiding strands within
the cord;50
interestingly, the effect was more pronounced when the stromal
cells were injected 1 week after injury rather than immediately
after injury.
Because bone marrow stem cells are of mesodermal lineage,
it is not surprising that they show capabilities at forming
other tissues of mesodermal origin. Human marrow stromal
cells, which have been shown to form cartilage cells, have
been used in an in vitro system to define many of the
molecular events associated with formation of cartilage tissue.51
Bone marrow derived stem cells have also been shown capable
of regenerating damaged muscle tissue.52
In an elegant study following genetically marked bone marrow
stem cells in mice, LaBarge and Blau were able to document
multiple steps in the progression of the stem cells to form
muscle fibers and repair muscle damage.53
The ability of human bone marrow derived stem cells to form
muscle cells and persist in the muscle was recently documented.
In this case, a patient had received a bone marrow transplant
at age 1, and developed Duchenne muscular dystrophy at age
12. Biopsies at age 14 showed donor nuclei integrated within
0.5-0.9% of the muscle fibers of the patient, indicating the
ability of donated marrow cells to persist in tissue over
long periods of time.54
Bone marrow stem cells have also shown capability at forming
kidney cells. Studies following genetically marked bone marrow
stem cells in rats55
and mice56
showed that the stem cells could form mesangial cells to repopulate
the glomerulus of the kidney. In the mouse study, formation
of cell fusion products was ruled out as a mechanism for differentiation
of the bone marrow stem cells. Other animal studies have
shown contribution of bone marrow stem cells to repair of
damaged renal tubules in the kidney;57,58
taken together, animal studies indicate that bone marrow stem
cells can participate in restoring damaged kidney tissue.59
Liver was one of the earliest tissues recognized as showing
potential contribution to differentiated cells by bone marrow
stem cells. Bone marrow stem cells have been induced to form
hepatocytes in culture60
and liver-specific gene expression has been induced in
vitro in human bone marrow stem cells. 61
In vivo, bone marrow stem cells were able to incorporate
into liver as hepatocytes and rescue mice from a liver enzyme
deficiency, restoring normal liver function.62
Bone marrow stem cells also repopulated liver after irradiation
of mice to destroy their bone marrow.63
Examination of livers of female patients who had received
male bone marrow transplants, and male patients who had received
female liver transplants, showed that similar repopulation
of liver from bone marrow stem cells could take place in humans.64
Examination of the kinetics of liver repopulation by bone
marrow stem cells in a mouse model indicated that the replacement
was slow, with only small numbers of cells replaced by the
bone marrow stem cells.65
As noted previously, two recent studies have found that replenishment
of liver by bone marrow stem cells occurs primarily via cell
fusion hybrid formation, even in repair of liver damage.23
A side-population of stem cells has been identified in mouse
liver, similar to that seen in bone marrow. This hepatic
side-population, which contributes to liver regeneration,
can be replenished by side-population bone marrow stem cells.66
Pancreas and liver arise from adjacent endoderm during embryological
development, and show relatedness in some gene expression
and interconversion in some instances. Bone marrow derived
cells have shown the ability to form pancreatic cells in animal
studies. Mouse bone marrow stem cells containing a genetic
fluorescent marker that is only expressed if insulin is expressed
were transplanted into irradiated female mice.67
Within 6 weeks of transplant, fluorescent donor cells were
observed in pancreatic islets; donor cells identified in bone
marrow and peripheral blood did not show fluorescence. In
vitro, the bone marrow derived cells showed glucose-dependent
insulin secretion as well. Bone marrow derived stem cells
have also demonstrated the ability to induce regeneration
of damaged pancreas in the mouse.68
Mice with experimentally induced hyperglycemia from pancreatic
damage were treated with bone marrow derived stem cells expressing
the c-kit marker. Interestingly, only a low percentage of
donor cells were identified as integrating into the regenerating
pancreas, with most of the regeneration due to induced proliferation
and differentiation of endogenous pancreatic cell precursors,
suggesting that the bone marrow stem cells provided growth
signals for the tissue regeneration.
Heart, as a mesodermally-derived organ, is a likely candidate
for regeneration with bone marrow derived stem cells. Numerous
references now document the ability of these adult stem cells
to contribute to regeneration of cardiac tissue and improve
performance of damaged hearts. In animal studies, for example,
rat69
, mouse70,
71, 72
and human73,
74 stem cells have been identified as
integrating into cardiac tissue, forming cardiomyocytes and/or
cardiac blood vessels, regenerating infarcted heart tissue,
and improving cardiac function. In mice, bone marrow derived
stem cells injected into old animals seems capable of restoring
cardiac function,75
apparently through increased activity for cardiac blood vessel
formation. One fascinating study using xenogeneic (cross-species)
transplants suggests that stromal cells may show immune tolerance
by the host.76
Mouse marrow stromal cells were transplanted into fully immunocompetent
rats, and contributed formation of cardiomyocytes and cardiac
vessels. Even after 13 weeks, the mouse cells were not rejected
by the rat hosts. Evidence has accumulated from postmortem
studies that bone marrow stem cells can contribute to cardiomyocytes
after damage to the human heart as well.77,
78
The evidence has led numerous groups to use bone marrow
derived stem cells in treatment of patients with damaged cardiac
tissue.79,
80
, 81,
82
Results from these clinical trials indicate that bone marrow
derived stem cells, including cells from the patients themselves,
can regenerate damaged cardiac tissue and improve cardiac
performance in humans. In terms of restoring angiogenesis
and improving blood circulation, results in patients are not
limited to the heart. Tateishi-Yuyama et al.83
have shown that bone marrow derived stem cells from the patients
themselves can improve blood circulation in gangrenous limbs,
in many cases obviating the need for amputation.
Bone marrow derived adult stem cells have also been found
to contribute to various other adult tissues. Animal studies
indicate evidence that bone marrow stem cells can contribute
as progenitors of lung epithelial tissue84,
and mesenchymal stem cells can home to damaged lung tissue,
engraft, and take on an epithelial morphology, participating
in repair and reduction of inflammation.85
Bone marrow derived stem cells also have been shown to contribute
to regeneration of gastrointestinal epithelia in human patients.86
A recent study in mice has indicated that bone marrow stem
cells can also participate in cutaneous healing, contributing
to repair of skin after wounding.87
PERIPHERAL BLOOD STEM CELLS
There is abundant evidence that bone marrow stem cells can
leave the marrow and enter the circulation, and specific mobilization
of bone marrow stem cells is used to harvest stem cells more
easily for various bone marrow stem cell treatments.88
Therefore, it is not surprising that adult stem cells have
been isolated from peripheral blood. Mobilized stem cells
in peripheral blood have been administered intravenously in
a rat model of stroke, ameliorating some of the behavioral
deficits associated with the damaged neural tissue89
, leading to a proposal that stem cell mobilization in patients
might be used as a treatment for stroke in humans.90
Mobilized stem cells have also been used in cardiac regeneration
in mice72.
Two recent studies have found that human peripheral blood
stem cells exhibiting pluripotent properties can be isolated
from unmobilized human blood. One study showed that the isolated
cells were adherent, similar to marrow mesenchymal cells,
and could be induced to differentiate into cells from all
three primary germ layers, including macrophages, T lymphocytes,
epithelial cells, neuronal cells, and liver cells.91
The other study showed induction of the peripheral blood stem
cells could produce hematopoietic, neuronal, or cardiac cells
in culture.92
In the latter study, undifferentiated stem cells were negative
for both major histocompatability antigens (MHC) I and II,
expressed high levels of the Oct-4 gene (usually associated
with pluripotent capacity in other stem cells), and could
form embryoid body structures in culture.
NEURONAL STEM CELLS
One extremely interesting finding of the past few years has
been the discovery of neuronal stem cells, indicating that
cell replenishment was possible within the brain (something
previously considered impossible.) Neuronal stem cells have
been isolated from various regions of the brain including
the more-accessible olfactory bulb93
as well as the spinal cord94,
and can even be recovered from cadavers soon after death.95
Evidence now exists that neuronal stem cells can produce not
only neuronal cells but also other tissues, including blood
and muscle.96,
97,98,
99,100,101
Animal studies have shown that adult neural stem cells can
participate in repair of damage after stroke, either via endogenous
neuronal precursors102
or transplanted neural stem cells.103
Evidence indicates that endogenous neurons and astrocytes
may also secrete growth factors to induce differentiation
of endogenous precursors.104
In addition, two studies now provide suggestive evidence that
neural stem cells/neural progenitor cells may show low immunogenicity,
being immunoprivileged on transplant,105
and raising the possibility for use of donor neural stem cells
to treat degenerative brain conditions. Pluchino et al.106
recently used adult neural stem cells to test potential treatment
of multiple sclerosis lesions in the brain. Using a mouse
model of chronic multiple sclerosis-experimental immune encephalitis-they
injected neural stem cells either intravenously or intracerebrally
into affected mice. Donor cells entered damaged, demyelinated
regions of the brain and differentiated into neuronal cells.
Remyelination of brain lesions and recovery from functional
impairment were seen in the mice. Neural stem cells have
also been used to investigate potential treatments for Parkinson's
disease. Using experimentally-lesioned animals as models
for Parkinson's disease, human neural stem cells have been
observed to integrate and survive for extended periods of
time.107
Dopaminergic cells (the cells degenerated in Parkinson's disease)
can be induced in these systems,108
and neural stem cells are capable of rescuing and preventing
the degeneration of endogenous dopaminergic neurons,109,110
also producing improved behavioral performance in the animals.
In these studies, the data suggest that the transplanted neural
stem cells did not participate to a large extent in direct
formation of dopaminergic neurons, but rather secreted neuroprotective
factors and growth factors that stimulated the endogenous
neural cells. In this respect, infusion of transforming growth
factor into the brains of Parkinson's mice induced proliferation
and differentiation of endogenous neuronal precursors in mouse
brain.111
Following this potential for stimulation of endogenous neuronal
cells, Gill et al. recently reported on a Phase I trial
in which glial derived neurotrophic factor (GDNF) was infused
into the brains of five Parkinson's patients.112
After one year there was a 61% increase in the activities
of daily living score, and an increase in dopamine storage
observed in the brain. In a tantalizing clinical application
with direct injection of neural stem cells, a Parkinson's
patient was implanted with his own neural stem cells, resulting
in an 80% reduction in symptoms at one year after treatment.113
Further clinical trials are underway.
The olfactory ensheathing glial (OEG) cell from olfactory
bulb has been used extensively in studies regarding spinal
cord injury and axon regrowth. Human OEG cells can be expanded
in number in culture and induced to produce all three main
neural cell types.93 Transplant of the cells into animal
models of spinal cord injury has shown that the cells can
effect remyelination of demyelinated spinal cord axons,114
and provide functional recovery in paraplegic rats,115
including in transected spinal cords.116
Another study has found that infusion of growth factors such
as GDNF can stimulate functional regeneration of sensory axons
in adult rat spinal cord.117
Interestingly, one group has made use of the similarities
between enteric glial cells and OEG cells, and shown that
transplanted enteric glial cells can also promote regeneration
of axons in the spinal cord of adult rats.118
Clinical trials are underway to test the abilities of OEG
cells in spinal cord injury patients. Finally, a significant
impediment to recovery from spinal cord injury is the formation
of a glial/astrocyte scar at the site of injury, which can
prevent growth of axons no matter what the source of the cells.
Menet et al. have shown, using a mutant mouse model,
that much of the scar can be prevented by inhibition of glial
fibrillary acidic protein and vimentin.119
In mutant mice that lacked these genes, there was increased
sprouting of axons and functional recovery after spinal cord
injury. Thus, endogenous neural cell growth and reconnection
might suffice for repair of damage if inhibitory mechanisms
can be removed from neural systems.
hNT CELLS
Embryonal carcinoma (EC) cells can be derived from teratocarcinomas
of adult patients, and show multipotent differentiation abilities
in culture. From one such isolation, a "tamed" (non-tumorigenic)
line of cells with neuronal generating capacity has been developed,
termed hNT (NT-2) cells. Because of their capacity to generate
neuronal cells, these cells have been studied for possible
application in regeneration of neuroenal tissues. The hNT
neurons show the ability to generate dopaminergic nurons,120
and have shown some benefit of transplantation in animal models
of amyotrophic lateral sclerosis (ALS, Lou Gehrig's disease).121
Early clinical trials using hNT neurons transplanted into
stroke patients have shown initial positive results.122
MUSCLE STEM CELLS
Muscle contains satellite cells that normally participate
in replacement of myoblasts and myofibers. There are also indications
that muscle additionally may harbor other stem cells, either
as hematopoietic migrants from bone marrow and peripheral blood,
or as intrinsic stem cells of muscle tissue. Muscle appears
to contain a side population of stem cells, as seen in bone
marrow and liver, with the ability to regenerate muscle tissue.123
Muscle derived stem cells have been clonally isolated and used
to enhance muscle and bone regeneration in animals.124
An isolated population of muscle-derived stem cells has also
been shown to participate in muscle regeneration in a mouse
model of muscular dystrophy.125
Stimulation of muscle regeneration from muscle-derived stem
cells, as observed in other tissues, is greatly increased after
injury of the tissue.126,127
An interesting use of muscle-derived stem cells has been
the regeneration and strengthening of bladder in a rat model
of incontinence.128
Because of the similar nature of muscle cells between skeletal
muscle and heart muscle, muscle-derived stem cells have also
been proposed for use in repairing cardiac damage,129
with evidence that mechanical beating is necessary for full
differentiation of skeletal muscle stem cells into cardiomyocytes.130
At least one group has used skeletal muscle cells for clinical
application to repair cardiac damage in a patient, with positive
results.131
LIVER STEM CELLS
As noted before, there are similarities between liver and
pancreas which could facilitate interconversion of cells between
the two tissues. This concept has been demonstrated using
genetic engineering to add a pancreatic development gene to
liver cells, converting liver to pancreas.132
Rat liver stem cells have been converted in vitro into
insulin-secreting pancreatic cells.133
When transplanted into immundeficient mice which are a model
for diabetes, the converted liver stem cells were able to
reverse hyperglycemia in the mice. One other interesting
observation regarding liver stem cells has been the possible
formation of myocytes in the heart by liver stem cells. A
clonal cell line derived from adult male rat liver and genetically
tagged was injected into female rats, and marked, Y-chromosome
bearing myocytes were identified in the host hearts after
six weeks.134
PANCREATIC STEM CELLS
Interconversion between pancreas and liver has also been
demonstrated starting with pancreatic stem cells, in which
mouse pancreatic cells repopulated the liver and corrected
metabolic liver disease.135
For pancreas, however, the possibility of solutions to the
scourge of diabetes has been a driving force in efforts to
define a stem cell that could regulate insulin in a normative,
glucose-dependent fashion. The success of the Edmonton protocol,136
where cadaveric pancreatic islets are transplanted into patients,
has provided a glimmer of hope, but more readily-available
sources of insulin-secreting cells are needed. Fortunately,
there seems to be no shortage of potential candidates that
can form insulin-secreting cells. The pancreas itself appears
to contain stem/progenitor cells that can regenerate islets
in vitro and in vivo. Studies indicate that
these pancreatic stem cells can functionally reverse insulin-dependent
diabetes in mice.137
Similar pancreatic stem cells have been isolated from humans
and shown to form insulin-secreting cells in vitro,138
the hormone glucagon-like peptide-1 appears to be an important
inducing factor of pancreatic stem cell differentiation.
Interestingly, the same hormone could induce mouse intestinal
epithelial cells to convert into insulin-producing cells in
vitro, and the cells could reverse insulin-dependent diabetes
when implanted into diabetic mice.139
Besides pancreatic and intestinal stem cells, other adult
stem cell types showing the ability to secrete insulin and
regenerate damaged pancreas include bone marrow57,58 and liver.133
Genetic engineering of rat liver cells to contain the pancreatic
gene PDX-1 has also been used to generate insulin-secreting
cells in vitro; the cells could also restore normal
blood glucose levels when injected into mice with experimentally-induced
diabetes.140
CORNEAL LIMBAL STEM CELLS
Corneal limbal stem cells have become commonly used for replacement
of corneas, especially in cases where cadaveric donor corneas
are insufficient. Limbal cells can be maintained and cell
number expanded in culture,141
grown on amniotic membranes to form new corneas, and transplanted
to patients with good success.142
A recent report indicates that human corneal stem cells can
also display properties of functional neuronal cells in culture.143
Another report found that limbal epithelial cells or retinal
cells transplanted into retina of rats could incorporate and
integrate into damaged retina, but did not incorporate into
normal retina.144
MAMMARY STEM CELLS
Reports have indicated that mammary stem cells also exist.
Isolated cells from mouse could be propagated in vitro
and differentiated into all three mammary epithelial lineages.145
Clonally-propagated cells were induced in culture to generate
complex three-dimensional structures similar to that seen
in vivo. Transcriptional profiling indicated that
the mammary stem cells showed similar gene expression profiles
to those of bone marrow stem cells. In that respect, there
is a report that human and mouse mammary stem cells exist
as a side population, as seen for bone marrow, liver, and
muscle stem cells.146
When propagated in culture, the isolated mammary side population
stem cells could form epithelial ductal structures.
SALIVARY GLAND
A recent report indicates that stem cells can be isolated
by limiting dilution from regenerating rat salivary gland
and propagated in vitro.147
Under differing culture conditions, the cells express genes
typical of liver or pancreas, and when injected into rats
can integrate into liver tissue.
SKIN
Multipotent adult stem cells have been isolated from the
dermis and hair follicle of rodents.148
The cells play a role in maintenance of epidermal and hair
follicle structures, can be propagated in vitro, and
clonally isolated stem cells can be induced to form neurons,
glia, smooth muscle, and adipocytes in culture.
Dermal hair follicle stem cells have also shown the ability
to reform the hematopoietic system of myeloablated mice.149
TENDON
A recent report notes the isolation of established stem cell-like
lines from mouse tendon. The cells exhibited a mesenchymal
morphology, and expressed genes related to osteogenic, chondrogenic,
and adipogenic potential, similar to that seen in bone marrow
mesenchymal stem cells.150
SYNOVIAL MEMBRANE
Stem cells from human synovial membrane (knee joint) have
been isolated which show multipotent abilities for differentiation,
including evidence of myogenic potential.151
These stem cells were used in a mouse model of Duchenne muscular
dystrophy to test their ability to repair damaged muscle.
Stem cells injected into the bloodstream could engraft and
incorporate into muscle, taking on a muscle phenotype, and
with evidence of muscle repair.152
HEART
Beltrami et al. analyzed the hearts of post-mortem
patients who succumbed 4-12 days after heart attack, and found
evidence of dividing myocytes in the human heart. While it
is unclear from the study whether the cells were originally
cardiomyocytes or were other stem cells which had homed to
damaged heart tissue, such as bone marrow stem cells, the
evidence indicated dividing cells within the heart.153
CARTILAGE
Human cartilage biopsies placed into culture show apparent
dedifferentiation into primitive chondrocytes with mesenchymal
stem cell appearance.154
These chondrocytes have been used for transplants to repair
articular cartilage damage, and in treatment of children with
osteogenesis imperfecta.155,156,157
THYMIC PROGENITORS
Bennett et al. have reported the isolation of thymic
epithelial progenitor cells.158
Ectopic grafting (under the kidney capsule) of the cells into
mice allowed production of all thymic epithelial cell types,
as well as attraction of homing T lymphocytes. In separate
experiments, Gill et al. also isolated a putative thymic
progenitor cell from mice and were able to use these cells
to reform miniature thymuses when the cells were transplanted
under mouse kidney capsule.159
DENTAL PULP STEM CELLS
Stem cells have been isolated from human adult dental pulp
that could be clonally propagated and proliferated rapidly.160
Though there were some similarities with bone marrow mesenchymal
stem cells, when injected into immunodeficient mice the adult
dental pulp stem cells formed primarily dentin-like structures
surrounded by pulpy interstitial tissue. Human baby teeth
have also been identified as a source of stem cells, designated
SHED cells (Stem cells from Human Exfoliated Deciduous teeth).161
In vitro, SHED cells could generate neuronal cells,
adipocytes, and odontoblasts, and after injection into immunodeficient
mice, the cells were indicated in formation of bone, dentin,
and neural cells.
ADIPOSE (FAT) DERIVED STEM CELLS
One of the more interesting sources identified for human
stem cells has been adipose (fat) tissue, in particular liposuctioned
fat. While there is some debate as to whether the cells originate
in the fat tissue or are perhaps mesenchymal or peripheral blood
stem cells passing through the fat tissue, they represent a
readily-available source for isolation of potentially useful
stem cells. The cells can be maintained for extended periods
of time in culture, have a mesenchymal-like morphology, and
can be induced in vitro to form adipose, cartilage, muscle,
and bone tissue.162
The cells have also shown the capability of differentiation
into neuronal cells.163
UMBILICAL CORD BLOOD
Use of umbilical cord stem cells has seen increasing interest,
as the cells have been recognized as a useful source for hematopoietic
transplants similar to bone marrow stem cell transplants,
including for treatment of sickle cell anemia.164
Cord blood shows decreased graft-versus-host reaction compared
to bone marrow,165
perhaps due to high interleukin-10 levels produced by the
cells.166
Another possibility for the decreased rejection seen with
cord blood stem cell transplants is decreased expression of
the beta-2-microglobulin on human cord blood stem cells.167
Cord blood can be cryopreserved for over 15 years and retain
significant functional potency.168
Cord blood stem cells also show similarities with bone marrow
stem cells in terms of their potential to differentiate into
other tissue types. Human cord blood stem cells have shown
expression of neural markers in vitro,169
and intravenous administration of cord blood to animal models
of stroke has produced functional recovery in the animals.89,170
Infusion of human cord blood stem cells has also produced
therapeutic benefit in rats with spinal cord injury,171
and in a mouse model of ALS.172
A recent report noted establishment of a neural stem/progenitor
cell line derived from human cord blood that has been maintained
in culture over two years without loss of differentiation
ability.173
Several reports also note the production of functional liver
cells from human cord blood stem cells.174
Additional differentiative properties of human umbilical cord
blood stem cells are likely to be discovered as more investigation
proceeds on this source of stem cells.
UMBILICAL CORD MESENCHYME (WHARTON'S JELLY)
While most of the focus regarding umbilical cord stem cells
has focused on the cord blood, there are also reports that
the matrix cells from umbilical cord contain potentially useful
stem cells. Using pigs, this matrix from umbilical cord,
termed Wharton's jelly, has been a source for isolation of
mesenchymal stem cells. The cells express typical stem cell
markers such as c-kit and high telomerase activity, have been
propagated in culture for over 80 population doublings, and
can be induced to form neurons in vitro.175
When transplanted into rats, the cells expressed neuronal
markers and integrated into the rat brain, additionally without
any evidence of rejection.176
AMNIOTIC STEM CELLS
Amniotic fluid has also been found to contain stem cells
that can take on neuronal properties when injected into brain.177
These stem cells were recently isolated from human amniotic
fluid,178 and
were found to express Oct-4, a gene typically associated with
expression in pluripotent stem cells.
MESANGIOBLASTS
Mesangioblasts are a multipotent stem cell that has been
isolated from large blood vessels such as dorsal aorta.179
The cells show long term proliferative capacity in culture
as well as the capability of differentiation into most mesodermally
derived types of tissue. In a recent report, the cells were
injected into the bloodstream of mice that are a model for
muscular dystrophy,180 and
participated in repair of the muscle tissue.
Adult stem cells in other tissues very likely
exist, but this survey of many of the known adult stem
cells and their capacities for differentiation and tissue
repair can serve as a beginning point for discussion regarding
the progress as well as potential of adult stem cells.
Some final thoughts on current and potential utilization
of adult stem cells follow.
ADULT STEM CELL MOBILIZATION FOR TISSUE
REPAIR
An important point to consider as we look ahead regarding
utilization of adult stem cells for tissue repair is that
it may be unnecessary first to isolate and culture stem cells
before injecting them back into a patient to initiate tissue
repair. Rather, it may be easier and preferable to mobilize
endogenous stem cells for repair of damaged tissue. Initial
results regarding this possibility have already been seen
in some animal experiments, in which bone marrow and peripheral
blood stem cells were mobilized with injections of growth
factors and participated in repair of heart and stroke damage.72,89,90
The ability to mobilize endogenous stem cells, coupled with
natural or perhaps induced targeted homing of the cells to
damaged tissue, could greatly facilitate use of adult stem
cells in simplified tissue regeneration schemes.181
GENE THERAPY APPLICATIONS WITH ADULT STEM
CELLS
Adult stem cells can provide an efficient vehicle for gene
therapy applications, and engineered adult stem cells may
allow increased functionality, proliferative capacity, or
stimulatory capability to these cells. The feasibility of
genetically engineering adult stem cells has been shown, for
example, in the use of bone marrow stem cells containing stably
inserted genes. The engineered stem cells when injected into
mice could still participate in formation and repair of differentiated
tissue, such as in lung.182
As another example, engineered stem cells containing an autoantigen,
to induce immune tolerance of T cells to insulin-secreting
cells, were shown to prevent onset of diabetes in a mouse
model of diabetes,183
a strategy that may be useful for various human autoimmune
diseases. Introduction of the PDX-1 gene into liver stem
cells stimulated differentiation into insulin-producing cells
which could normalize glucose levels when transplanted into
mice with induced diabetes.140 Simply engineering cells to
increase their proliferative capacity can have a significant
effect on their utility for tissue engineering and repair.
For example, McKee et al.184
engineered human smooth muscle cells by introducing human
telomerase, which greatly increased their proliferative capacity
beyond the normal lifespan of smooth muscle cells in culture,
while allowing retention of their normal smooth muscle characteristics.
These engineered smooth muscle cells were seeded onto biopolymer
scaffolds and allowed to grow into smooth muscle layers, then
seeded with human umbilical vein endothelial cells. The resulting
engineered arterial vessels could be useful for transplants
and bypass surgery. Similarly, human marrow stromal cells
that were engineered with telomerase increased their proliferative
capacity significantly, but also showed enhanced ability at
stimulating bone formation in experimental animals.185
Genetically-engineered human adult stem cells have already
been used in successful treatment of patients with genetic
disease. Bone marrow stem cells, from infants with forms
of severe combined immunodeficiency syndrome (SCID), were
removed from the patients, a functional gene inserted, and
the engineered cells reintroduced to the same patients. The
stem cells homed to the bone marrow, engrafted, and corrected
the defect.186 ,187 ,188
Adult stem cells could also be used to deliver stimulatory
or protective factors to tissues and endogenous stem cells.
This would utilize the innate homing ability of adult stem
cells, but would not necessarily rely on differentiation of
the stem cells to participate in tissue replenishment. For
example, Benedetti et al. utilized the homing capacity
of neural stem cells in brain by engineering mouse neural
stem cells with the gene for interleukin-4. Transfer into
brain glioblastomas in mice led to the survival of most of
the mice, and imaging analysis documented the progressive
disappearance of large tumors.189
Likewise, engineered mesenchymal stem cells were transplanted
into the brains of mice that are a model of Niemann-Pick disease;
the enzyme acid sphingomyelinase is lost in the disease, resulting
in neurological damage and early death. The mesenchymal stem
cells were engineered to overexpress the missing enzyme.
When injected into brains of the mouse model, the mice showed
a delay in onset of neurological abnormalities and an extension
of lifespan, suggesting that the stem cells delivered and
secreted the necessary enzyme to the brain tissue.190
Muscle-derived stem cells that were engineered to express
the growth factor bone morphogenetic protein-2 were used to
stimulate bone healing in mice with skull bone defects. While
the muscle-derived stem cells did show differentiation as
bone cells, the results indicated that the critical factor
was delivery of the secreted growth factor by the stem cells
to the areas of bone damage, allowing much more rapid healing
than in control animals.191
As noted previously, neural stem cells show an ability to
rescue degenerating neurons, including the dopaminergic neurons
whose loss is associated with Parkinson's disease. The delivery
of neuroprotective substances is postulated as the most likely
explanation for this phenomenon, rather than substantial differentiation
by the injected neural stem cells.109 In support of this
hypothesis, when neural stem cells were specifically engineered
to overexpress a neurotrophic factor similar to glial derived
neurotrophic factor, degeneration of dopaminergic neurons
was prevented.110
STIMULATING ENDOGENOUS CELLS
The indications from the previous examples suggest that direct
stimulation of endogenous stem cells within a tissue may be
the easiest, safest, and most efficient way to stimulate tissue
regeneration. Such stimulation need not rely on any added
stem cells. This approach would circumvent the need to isolate
or grow stem cells in culture, or inject any stem cells into
the body, whether the cells were derived from the patient
or another source. Moreover, direct stimulation of endogenous
tissue stem cells with specific growth factors might even
preclude any need to mobilize stem cells to a site of tissue
damage. A few experimental results suggest that this approach
might be possible. One group has reported that use of glial
derived neurotrophic factor and neurotrophin-3 can stimulate
regeneration of sensory axons in adult rat spinal cord.117
Administration of transforming growth factor to the brains
of Parkinson's mice stimulated proliferation and differentiation
of endogenous neuronal stem cells and produced therapeutic
results in the mice,111 and infusion of glial derived neurotrophic
factor into the brains of Parkinson's patients resulted in
increased dopamine production within the brain and therapeutic
benefit to the patients.112 And, Zeisberg et al. have
found that bone morphogenetic protein-7 (BMP-7) can counteract
deleterious cell changes associated with tissue damage. In
this latter study, a mouse model of chronic kidney damage
was used. Damage to the tissue causes a transition from epithelial
to mesenchymal cell types in the kidney, leading to fibrosis.
The transition appears to be initiated by the action of transforming
growth factor beta-1 on the tissues, and BMP-7 was shown to
counteract this signaling in vitro. Systemic administration
of BMP-7 in the mouse model reversed the transition in
vivo and led to repair of severely damaged renal tubule
epithelial cells.192 These
experiments indicate that direct stimulation of tissues by
the correct growth factors could be sufficient to prevent
or repair tissue damage. The key to such treatments would
be identification of the correct stimuli specific to a tissue
or cell type.
In summary, our current knowledge regarding adult stem cells
has expanded greatly over what was known just a few short
years ago. Results from both animal studies and early human
clinical trials indicate that they have significant capabilities
for growth, repair, and regeneration of damaged cells and
tissues in the body, akin to a built-in repair kit or maintenance
crew that only needs activation and stimulation to accomplish
repair of damage. The potential of adult stem cells to impact
medicine in this respect is enormous.
Adult Stem Cells-Addendum (October 2003)
For the President's Council on Bioethics
David A. Prentice
Since initial submission of the commissioned paper, numerous
additional published references have documented the abilities
of adult stem cells to stimulate regeneration of damaged tissues.
Just a few of the most significant are mentioned here. Mesenchymal
stem cells engineered to express the Akt1 gene, when
transplanted into mice, demonstrated the ability to repair
and restore performance of infarcted heart, essentially to
a normal state.a Another clinical trial in addition
to those mentioned in the paper has shown significant improvement
in patients with heart damage, with reduction in the area
of damage and improved heart function after adult stem cell
treatment.b Three more published articles support the
existence of a stem cell in the heart and its participation
in cardiac regeneration.c Stroke damage in rats was
repaired using human neural stem cellsd and prostate
was regenerated in vivo in mice using adult stem cells.e
Another report indicates that human mixed bone marrow stem
cells can contribute significant amounts of lung tissue in
patientsf and pluripotent stem cells were discovered
in the mouse inner earg, which can form all 3 primary
germ layers and might lead to potential therapies for hearing
loss. Finally, bone marrow stem cells were discovered to
have a protective as well as regenerative role in diabetes.h
_________________
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Oct 2003
_________________
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