The APA and an agency’s enabling legislation provide a formal process for
promulgation regulations to ensure that there is public notice of proposed
regulations and a chance for public comment before the regulation is finalized
(notice- and- comment rule making). Properly promulgated regulations have
the same force as a law passed by Congress. For example, its enabling
legislation may direct the FDA to prevent the sale of food packed under
insanitary conditions. The agency must define insanitary in such a way as to
carry out the wishes of Congress, while recognizing the realities of food
production and handling.
One such rule could define how many insect parts are allowed in a pound of
butter. The FDA must first publish its proposed regulation in the
Federal
Register, which is a compilation of the federal notices and proposed and final
rules by agencies. This notice could exceed 100 pages. All interested persons,
which might include butter and cookie makers, are given a period to comment
on the rule. If the proposed rule allows three insect parts per pound, the butter
industry might complain that reducing insect parts to less than twenty per
pound would increase the cost of butter. A public interest group might
comment that there should be no insect parts in butter and, if there are, they
should appear on the label so consumers know what they are buying.
The FDA must the review the responses to the proposed regulation, and in
some cases must hold public hearings to get more input. It then decides
whether it wants to change the standard. In this case, assume it decides to
raise the level to five parts per pound. It then publishes in the
Federal Register
a final rule with this standard. The final rule will include a summary of the
comments the FDA received and explanations why it did or did not follow
them. In this case it would say that it was persuaded that three would be too
expensive, but that twenty was too many and indicated filthy conditions. It
also would say that it is too expensive to ban insect parts, and because they
do not carry disease, putting insect parts on the label would give consumers
the wrong impression that the butter was unsafe.
When the final rule goes into effect, it is published as part of a series of books
called the Code of Federal Regulations (CFR). A food manufacturer who wants
to start producing butter could look in the Title 21 of the CFR, where the FDA
regulations are codified. Agencies also can publish informal guides for the
industries they regulate. Although these do not have same legal standing as
regulations that were subject to notice-and- comment in the
Federal Register,
they are very useful guides to agency practice. The FDA publishes both formal
regulations and more informal guidelines to help industry comply with its
requirements.