The ADA and its administrative regulations (29 C.F.R. 1630, July 16, 1991)
introduced the concepts of direct threat and significant risk of substantial harm.
These narrow the traditional right of an employer to exclude workers who
might be injured or injure others. The following regulations must be combined
with the requirements of Arline to determine the proper balance between
employee rights and the duty to protect the employee and the public when
developing a communicable disease policy:
Direct Threat means a significant risk of substantial harm to the health or
safety of the individual or others that cannot be eliminated or reduced by
reasonable accommodation. The determination that an individual poses a
“direct threat” shall be based on an individualized assessment of the
individual’s present ability to safely perform the essential functions of the job.
This assessment shall be based on a reasonable medical judgment that relies
on the most current medical knowledge and/ or on the best available objective
evidence. In determining whether an individual would pose a direct threat, the
factors to be considered include
(1) The duration of the risk;
(2) The nature and severity of the potential harm;
(3) The likelihood that the potential harm will occur; and
(4) The imminence of the potential harm.
Determining whether an individual poses a significant risk of substantial harm
to others must be made on a case by case basis. The employer should identify
the specific risk posed by the individual. For individuals with mental or
emotional disabilities, the employer must identify the specific behavior on the
part of the individual that would pose the direct threat. For individuals with
physical disabilities, the employer must identify the aspect of the disability that
would pose the direct threat. The employer should then consider the four
factors listed in part 1630:
(1) The duration of the risk;
(2) The nature and severity of the potential harm;
(3) The likelihood that the potential harm will occur; and
(4) The imminence of the potential harm.
Such consideration must rely on objective, factual evidence—not on subjective
perceptions, irrational fears, patronizing attitudes, or stereotypes— about the
nature or effect of a particular disability, or of disability generally.… Relevant
evidence may include input from the individual with a disability, the experience
of the individual with a disability in previous similar positions, and opinions of
medical doctors, rehabilitation counselors, or physical therapists who have
expertise in the disability involved and/or direct knowledge of the individual
with the disability.
An employer is also permitted to require that an individual not pose a direct
threat of harm to his or her own safety or health. If performing the particular
functions of a job would result in a high probability of substantial harm to the
individual, the employer could reject or discharge the individual unless a
reasonable accommodation that would not cause an undue hardship would
avert the harm.
The assessment that there exists a high probability of substantial harm to the
individual, like the assessment that there exists a high probability of substantial
harm to others, must be strictly based on valid medical analyses and/or on
other objective evidence. This determination must be based on individualized
factual data, using the factors discussed above, rather than on stereotypic or
patronizing assumptions and must consider potential reasonable
accommodations. Generalized fears about risks from the employment
environment, such as exacerbation of the disability caused by stress, cannot be
used by an employer to disqualify an individual with a disability. (29 CFR1630,
Appendix at 1630.2(r))