|||U.S. 9th Circuit Court of Appeals
|||226 F.3d 1063, 2000.C09.0042830
|||May 23, 2000
|||MARIO ECHAZABAL, PLAINTIFF-APPELLANT,
CENTRAL DISTRICT OF CHEVRON USA, INC.; IRWIN CALIFORNIA INDUSTRIES, INC., DEFENDANT-APPELLEE.
|||Appeal from the United States District Court for the Central District
of California Lourdes G. Baird, District Judge, Presiding D.C. No. CV-97-03498-LGB
|||Counsel Larry Minsky, Sievers & Minsky, Long Beach, California, for
the plaintiff-appellant. Jon P. Kardassakis, Hawkins, Schnabel, Lindahl
& Beck, Los Angeles, California, for the defendant-appellee. Geoffrey
L. Carter, Washington, D.C., for amicus Equal Employment Opportunity Commission.
|||Myron H. Bright,*fn1 Stephen Reinhardt, and Stephen S. Trott, Circuit
|||The opinion of the court was delivered by: Reinhardt, Circuit Judge.
|||Argued and Submitted November 3, 1999--Pasadena, California
|||Submission Vacated November 15, 1999
|||Resubmitted January 25, 2000
|||As amended September 26, 2000
|||Opinion by Judge Reinhardt; Dissent by Judge Trott
|||On this appeal, the principal question we consider is whether the "direct
threat" defense available to employers under the Americans with Disabilities
Act applies to employees, or prospective employees, who pose a direct threat
to their own health or safety, but not to the health or safety of other
persons in the workplace. We conclude that it does not.
|||Mario Echazabal first began working at Chevron's oil refinery in El Segundo,
California in 1972. Employed by various maintenance contractors, he worked
at the refinery, primarily in the coker unit, nearly continuously until
1996, when the events that gave rise to this litigation occurred.
|||In 1992, Echazabal applied to work directly for Chevron at the same coker
unit location. After determining that he was qualified for the job, Chevron
extended him an offer contingent on his passing a physical examination.
A preemployment physical examination conducted by Chevron's regional physician
revealed that Echazabal's liver was releasing certain enzymes at a higher
than normal level. Based on these results, Chevron concluded that Echazabal's
liver might be damaged by exposure to the solvents and chemicals present
in the coker unit. For that reason, Chevron rescinded its job offer. Nevertheless,
Echazabal continued to work for Irwin, a maintenance contractor, throughout
the refinery -- including at the coker unit. Chevron made no effort to have
him removed from his assignment.
|||After learning of the enzyme test results, Echazabal consulted with several
doctors and eventually was diagnosed with asymptomatic, chronic active hepatitis
C. Throughout his treatment, Echazabal told each physician who treated him
about the type of work that he did. In addition, at least one of his physicians
was provided with a document that detailed the specific environmental hazards
present in the vicinity of the coker unit at the refinery. None of these
physicians advised Echazabal that he should stop working at the refinery
because of his medical condition.
|||In 1995, Echazabal again applied to Chevron for a position at the coker
unit. As it had done before, Chevron made Echazabal a job offer that was
contingent upon his passing a physical examination. Once again, Chevron
eventually rescinded its job offer on the ground that there was a risk that
Echazabal's liver would be damaged if he worked at the coker unit. Unlike
in 1992, however, Chevron did not simply allow Echazabal to continue working
for Irwin at the refinery. Instead, Chevron wrote Irwin and asked that it
"immediately remove Mr. Echazabal from [the] refinery or place him
in a position that eliminates his exposure to solvents/chemicals."
As a result, Echazabal was no longer permitted to work at the Chevron refinery.
|||Immediately after losing his position at the refinery, Echazabal filed
a complaint with the Equal Employment Opportunity Commission. He subsequently
filed a complaint in state court that alleged, among other things, that
both Chevron and the maintenance contractor had discriminated against him
on the basis of a disability, in violation of the Americans with Disabilities
Act (ADA). After Chevron removed the action to federal court, the district
court granted Chevron's motion for summary judgment on all of Echazabal's
claims. The court then stayed the proceedings between Echazabal and the
maintenance contractor (it had denied the contractor's summary judgment
motion) and certified for appeal its grant of summary judgment in favor
||| On appeal, Chevron argues that it may defend its decision not to hire
Echazabal on the ground that it reasonably concluded that Echazabal would
pose a direct threat to his own health if he worked at the refinery. It
acknowledges that, with respect to "otherwise qualified" individuals,
the ADA prohibits employers from "using qualification standards . .
. that screen out or tend to screen out an individual with a disability
or a class of individuals with disabilities. " 42 U.S.C. S 12112(b)(6)
(1994); see also 42 U.S.C. S 12113(a). Chevron contends, however, that its
refusal to hire Echazabal falls under an affirmative defense that the ADA
provides to this charge of discrimination. In the "defenses" section
of the Act, the statute provides that an employer may impose, as a "qualification
standard," "a requirement that an individual shall not pose a
direct threat to the health or safety of other individuals in the workplace."
42 U.S.C. S 12113 (emphasis added).*fn3
||| The question before us is whether the "direct threat" defense
includes threats to one's own health or safety. That is, we must decide
whether the provision permits employers to refuse to hire an applicant on
the ground that the individual, while posing no threat to the health or
safety of other individuals in the workplace, poses a direct threat to his
own health or safety. As we noted recently in Nunes v. Wal-Mart Stores,
Inc., 164 F.3d 1243 (9th Cir. 1999), "[w]e have not yet ruled on whether
the direct threat defense includes threats to one's self."*fn4
Id. at 1247 n.1. In addition to being a question of first impression in
this Circuit, the issue has received almost no treatment in other Circuits.
While several cases do state, in passing dicta, that the direct threat defense
includes threats to oneself, see LaChance v. Duffy's Draft House, Inc.,
146 F.3d 832 (11th Cir. 1998); EEOC v. Amego, Inc., 110 F.3d 135 (1st Cir.
1997); Daugherty v. City of El Paso, 56 F.3d 695 (5th Cir. 1995), only the
Eleventh Circuit appears to have held that the defense encompasses such
threats. See Moses v. America Nonwovens, Inc., 97 F.3d 446, 447 (11th Cir.
1996). The Moses court provides us with no guidance, however, because it
gives no explanation for its holding. Instead, it simply asserts, without
analysis, that the ADA's direct threat defense applies to threats to the
disabled individual himself.*fn5
||| In order to resolve the scope of the direct threat defense, we turn
first to the language of provision itself. Here, that language is dispositive.
The direct threat defense permits employers to impose a "requirement
that an individual shall not pose a direct threat to the health or safety
of other individuals in the workplace." On its face, the provision
does not include direct threats to the health or safety of the disabled
individual himself. Moreover, by specifying only threats to "other
individuals in the workplace," the statute makes it clear that threats
to other persons -- including the disabled individual himself -- are not
included within the scope of the defense.*fn6
Expressio unius est exclusio alterius. Finally, the obvious reading of the
direct threat defense as not including threats to oneself is supported by
the definitional section of Title I, which states that "[t]he term
`direct threat' means a significant risk to the health or safety of others
that cannot be eliminated by reasonable accommodation." 42 U.S.C.S
12111(3) (emphasis added). The fact that the statute consistently defines
the direct threat defense to include only threats to others eliminates any
possibility that Congress committed a drafting error when it omitted from
the defense threats to the disabled individual himself. Cf. United States
Trustee v. Garvey, Schubert & Barer (In re Century Cleaning Servs.,
Inc.), 195 F.3d 1053, 1057-58 (9th Cir. 1999). For these reasons, we conclude
that the language of the direct threat defense plainly does not include
threats to the disabled individual himself.
||| Although we need not rely on it, the legislative history of the ADA
also supports the conclusion that the direct threat provision does not include
threats to oneself. The term "direct threat" is used hundreds
of times throughout the ADA's legislative history -- in the final conference
report, the various committee reports and hearings, and the floor debate.
See, e.g., H.R. Conf. Rep. No. 101-596, at 57, 60, 77, 84 (1990), reprinted
in 1990 U.S.C.C.A.N. 565, 566, 569, 586, 593. In nearly every instance in
which the term appears, it is accompanied by a reference to the threat to
"others " or to "other individuals in the workplace."
Not once is the term accompanied by a reference to threats to the disabled
person himself. In addition, both the Report of the House Judiciary in the
Report of the Committee on Education and Labor explain that the direct threat
provision is intended to codify the Supreme Court's holding in School Bd.
of Nassau County v. Arline, 480 U.S. 273 (1987) -- a case that defines "[t]he
term `direct threat' [to] mean[ ] a significant risk to the health or safety
of others that cannot be eliminated by reasonable accommodation." H.R.
Rep. No. 101-485, pt. 3, at 34, 45-46 (1990) (emphasis added) (citing Arline),
reprinted in 1990 U.S.C.C.A.N. 445, 457; see also H.R. Rep. No. 101-485,
pt. 2, at 76, reprinted in 1990 U.S.C.C.A.N. 303, 359. While the House Judiciary
Report notes that the ADA extends the Arline standard "to all individuals
with disabilities, and not simply to those with contagious diseases or infections,
" H.R. Rep. No. 101-485, pt. 3, at 45, reprinted in 1990 U.S.C.C.A.N.
445, at 468, it says nothing about extending the standard to cover a disabled
person whose employment would be harmful to himself as opposed to other
individuals. Finally, the following statement made by Senator Kennedy, a
co-sponsor of the ADA, also strongly bolsters our reading of the statute:
|||The ADA provides that a valid qualification standard is that a person
not pose a direct threat to the health or safety of other individuals in
the workplace--that is, to other co-workers or customers . . . . It is important,
however, that the ADA specifically refers to health and safety threats to
others. Under the ADA, employers may not deny a person an employment opportunity
based on paternalistic concerns regarding the person's health. For example,
an employer could not use as an excuse for not hiring a person with HIV
disease the claim that the employer was simply "protecting the individual"
from opportunistic diseases to which the individual might be exposed. That
is a concern that should rightfully be dealt with by the individual, in
consultation with his or her private physician. 136 Cong. Rec. S9684-03,
at S9697 (1990).*fn7
|||In short, the legislative history convincingly supports the unambiguous
wording of the direct threat defense.
|||Congress's decision not to include threats to one's own health or safety
in the direct threat defense makes good sense in light of the principles
that underlie the ADA in particular and federal employment discrimination
law in general. As Senator Kennedy noted in the statement quoted above,
the ADA was designed in part to prohibit discrimination against individuals
with disabilities that takes the form of paternalism. This goal is codified
in the Act itself: in the "Findings" section of the ADA, Congress
concluded that "overprotective rules and policies" are one form
of discrimination confronting individuals with disabilities. 42 U.S.C. S
12101(a)(5); see also H.R. Rep. No. 101-485, pt. 2, at 74, reprinted in
1990 U.S.C.C.A.N. 303, 356 (noting that "[p]aternalism is perhaps the
most pervasive form of discrimination for people with disabilities").
|||More generally, courts have interpreted federal employment discrimination
statutes to prohibit paternalistic employment policies. The Supreme Court's
interpretation of Title VII in Dothard v. Rawlinson, 433 U.S. 321 (1977),
and International Union, United Auto. Aerospace & Agric. Implement Workers
of Am., UAW v. Johnson Controls, Inc., 499 U.S. 187 (1991), provides a good
example of this principle. In Dothard, the Court stated that "[i]n
the usual case, the argument that a particular job is too dangerous for
women may appropriately be met by the rejoinder that it is the purpose of
Title VII to allow the individual woman to make that choice for herself."
433 U.S. at 335. While the Court permitted the employer in that case to
hire only male guards in contact areas of maximum security male penitentiaries,
it did so only because more was at stake than the "individual woman's
decision to weigh and accept the risks of employment." Id. Sex was
a bona fide occupational qualification, the Court concluded, because the
employment of a female guard would, due to the guard's sex, create a real
threat to the safety to others if violence broke out. See id. at 336. In
Johnson Controls , the Court reiterated "that danger to a woman herself
does not justify discrimination." 499 U.S. at 202 (citing Dothard).
The court there held that the threats of lead exposure to female employees'
own reproductive health did not justify the employer's decision to exclude
women from certain positions at a battery manufacturing plant. See id. at
206-07. Given Congress's decision in the Title VII context to allow all
individuals to decide for themselves whether to put their own health and
safety at risk, it should come as no surprise that it would enact legislation
allowing the same freedom of choice to disabled individuals.
|||Chevron makes two arguments as to why the direct threat provision should
not be given its plain meaning. First, Chevron argues that we should defer
to the EEOC's contrary interpretation of the ADA. The implementing regulations
of Title I of the ADA promulgated by the EEOC do, as Chevron contends, state
that an employer may assert a "direct threat" defense with respect
to individuals who pose a threat only to their own health or safety.*fn8
See 29 C.F.R. S 1630.15(b)(2) (1999) ("The term `qualification standard'
may include a requirement that an individual shall not pose a direct threat
to the health or safety of the individual or others in the workplace."
(emphasis added)); 29 C.F.R. S 1630.2(r). Our determination whether a particular
regulatory provision is valid begins with an inquiry into whether we must
defer to the agency's construction, and if so, what level of deference the
agency interpretation is owed. In the present case, we need not determine
what level of deference Title I regulations are due, because we would reject
the EEOC's regulatory interpretation of the statutory "direct threat"
provision even were we to conclude that Chevron deference is appropriate.*fn9
Under Chevron, "[i]f the intent of Congress is clear, that is the end
of the matter; for the court, as well as the agency, must give effect to
the unambiguously expressed intent of Congress." Chevron, U.S.A., Inc.
v. Natural Resources Defense Counsel, Inc., 467 U.S. 837, 842 -43 (1984);
see also Zimmerman v. Oregon Dep't of Justice, 170 F.3d 1169, 1173 (9th
Cir. 1999). As we concluded above, the intent of Congress is clear: the
language of the direct threat defense plainly expresses Congress's intent
to include within the scope of aS 12113 defense only threats to other individuals
in the workplace. Accordingly, we reject the EEOC's contrary interpretation.
|||Second, Chevron suggests that we must ignore Congress's clear intent because
forcing employers to hire individuals who pose a risk to their own health
or safety would expose employers to tort liability. Because Chevron has
not argued that it faces any costs from tort liability, this question is
not properly before us. See Johnson Controls, 499 U.S. at 210. Nevertheless,
we should note that, in Johnson Controls, the Supreme Court strongly suggested
that state tort law would be preempted to the extent that it interfered
with federal antidiscrimination law. The Court stated that "we have
not hesitated to abrogate state law where satisfied that its enforcement
would stand as an obstacle to the accomplishment and execution of the full
purposes and objectives of Congress." Johnson Controls, 499 U.S. at
209-10 (internal quotation marks omitted). Therefore, given that the ADA
prohibits employers from refusing to hire individuals solely on the ground
that their health or safety may be threatened by the job, state tort law
would likely be preempted if it interfered with this requirement. Moreover,
we note that Chevron's concern over an award of damages reflects a fear
that hiring a disabled individual will cost more than hiring an individual
without any disabilities. The extra cost of employing disabled individuals
does not in itself provide an affirmative defense to a discriminatory refusal
to hire those individuals. See, e.g., 42 U.S.C. S 12112(b)(5)(A) (requiring
employers to accommodate disabled individuals, even when those accommodations
impose additional costs, unless the employer can demonstrate that the accommodations
"would impose an undue hardship on the operation of the business").
|||In short, the plain language of the direct threat provision is dispositive:
Section 12113 does not afford a defense on the basis that the performance
of a job would pose a direct threat to an employee's (or prospective employee's)
own health or safety. See 42 U.S.C. S 12113.
|||Chevron next contends that, even if the direct threat provision does not
provide it with a defense to its actions, it may defend its decision not
to hire Echazabal on the ground that, because of the risk of damage to his
liver, he is not "otherwise qualified" to perform the job at issue.
Put simply, Chevron's argument is that the S 12113 "direct threat "
defense does not set forth the exclusive way in which it may defend its
decision not to hire Echazabal because of the risk to his health.
||| We agree, of course, that the ADA does not require employers to hire
individuals who are not "otherwise qualified." Only a person who
is a "qualified individual with a disability" is protected from
discrimination under the ADA. See 42 U.S.C. S 12112(a) ("No covered
entity shall discriminate against a qualified individual with a disability
because of the disability of such individual . . . ."). According to
the Act, the term "qualified individual with a disability" means:
|||[A]n individual with a disability who, with or without reasonable accommodation,
can perform the essential functions of the employment position that such
individual holds or desires. For the purposes of this subchapter, consideration
shall be given to the employer's judgment as to what functions of a job
are essential, and if an employer has prepared a written description before
advertising or interviewing applicants for the job, this description shall
be considered evidence of the essential functions of the job. 42 U.S.C.
S 12111(8) (emphasis added).
||| We do not agree, however, with Chevron's assertion on appeal that
performing the work at the coker unit without posing a threat to one's own
health or safety is an "essential function" of the coker unit
job. Chevron argues that it is an essential function because "the record
establishes that Chevron did prepare a written description of the job before
advertising it and it incorporated the need for an employee to be able to
tolerate an environment including, among other things, hydrocarbon liquids
and vapors, petroleum, solvents and oils." According to Chevron, the
"requirement " of the job description that an employee not be
susceptible to harm from the chemicals is an "essential function"
of the job simply because Chevron has chosen to describe it as such.
||| While we give consideration to an employer's judgment as to what functions
of a job are essential, see 42 U.S.C. S 12111(8), an employer may not turn
every condition of employment which it elects to adopt into a job function,
let alone an essential job function, merely by including it in a job description.
Job functions are those acts or actions that constitute a part of the performance
of the job. "The job" at the coker unit is to extract usable petroleum
products from the crude oil that remains after other refining processes.
The job functions of the "plant helper" position for which Echazabal
applied consist of various actions that help keep the coker unit running.
Chevron does nothing more than add a prohibited condition to these actual
job functions when it asserts that the job functions at the coker unit consist
of performing the actions that help keep the unit running without posing
a risk to oneself. Were we to ignore the limits of the actual functions
of the job at issue and permit Chevron to add to those functions any condition
it chooses to impose in its written job description, the term "essential
function" would be rendered meaningless.*fn10
Moreover, Chevron's reading of "essential functions" would, by
definitional slight-of-hand, circumvent Congress's decision to exclude a
paternalistic risk-to-self defense in circumstances in which an employee's
disability does not prevent him from performing the requisite work. Accordingly,
we reject Chevron's interpretation of what may constitute an "essential
function" of a job. *fn11
||| Given that not posing a risk to one's own health or safety cannot
in itself constitute an essential job function, it is clear that Chevron's
reason for refusing to hire Echazabal is not related to Echazabal's ability
to perform the essential functions of the job for which he applied.*fn12
Chevron has never contended that the risk Echazabal allegedly poses to his
own health renders him unable to perform those duties. Nor would we accept
such an argument in this case were Chevron to make it. Echazabal worked
for Irwin at the coker unit, performing work similar to the job for which
he applied, long after he was diagnosed with hepatitis. There is no evidence
that the health of his liver ever affected his ability to do the job. Had
Echazabal failed during that period to perform the essential functions of
his work, we seriously doubt that Chevron would have twice extended him
contingent offers to work at the coker unit.
|||Accordingly, we hold that the risk that Echazabal's employment might pose
to his own health does not affect the question whether he is a "qualified
individual with a disability."
|||For the foregoing reasons, we conclude that the ADA's direct threat defense
means what it says: it permits employers to impose a requirement that their
employees not pose a significant risk to the health or safety of other individuals
in the workplace. It does not permit employers to shut disabled individuals
out of jobs on the ground that, by working in the jobs at issue, they may
put their own health or safety at risk. Conscious of the history of paternalistic
rules that have often excluded disabled individuals from the workplace,
Congress concluded that disabled persons should be afforded the opportunity
to decide for themselves what risks to undertake. The district court's grant
of summary judgment to Chevron on Echazabal's ADA claim is reversed.*fn13
|||REVERSED in part, VACATED in part, and REMANDED for further proceedings
consistent with this opinion.
|||TROTT, Circuit Judge, dissenting:
|||Mario Echazabal sues over not getting a job handling livertoxic substances,
i.e., "hydrocarbon liquids and vapors, acid, caustic, refinery waste
water and sludge, petroleum solvents, oils, greases, and chlorine bleach."
He was denied the job because he suffers from a chronic, uncorrectable,
and life-threatening viral liver disease -- Hepatitis C -- that most likely
will be aggravated by exposure to these hazardous materials to the extent
that his life will be endangered.
|||Chevron first discovered Mr. Echazabal's condition in 1992 when he was
examined by Dr. Philip Bailey. Dr. Bailey studied toxicology at the University
of Texas and is Board Certified in preventative occupational medicine. Dr.
Bailey concluded on the basis of an examination of Mr. Echazabal and lab
tests that his liver function was "grossly abnormal" and that
he should not be exposed to liver toxic chemicals or alcohol. Dr. Bailey's
findings and conclusions were recorded in Chevron's records.
|||Some years later, on December 28, 1995, Chevron offered Mr. Echazabal
a job in its El Segundo refinery, but the offer was contingent on the results
of a standard pre-employment physical examination. Enter Dr. Kenneth McGill,
Dr. Bailey's successor. As had Dr. Bailey, Dr. McGill worked at the refinery
clinic and was familiar with the conditions and demands of the work at issue.
On the basis of a thorough medical examination and a review of blood tests,
Dr. McGill determined that the chemicals and solvents to which Mr. Echazabal
would be exposed at the refinery would further damage his reduced liver
capacity and seriously endanger his health and his life. About this concern,
Dr. McGill consulted by telephone with Mr. Echazabal's personal treating
physician, Dr. Zelman Weingarten. Dr. Weingarten reported to Dr. McGill
that extended Interferon therapy had not cleared his patient's condition,
and that exposure to hepatotoxic hydrocarbons was not recommended. Then,
Dr. McGill discussed his findings and conclusions with Dr. T. L. Bridge,
Chevron's Medical Director in San Francisco. Dr. Bridge agreed with Dr.
McGill's and Dr. Bailey's assessments that Mr. Echazabal could not safely
work as a plant helper in the coker unit at the refinery. Not a single doctor
disagreed with this conclusion. Mr. Echazabal did not offer any evidence
or information to the contrary. Accordingly, and because Mr. Echazabal did
not pass the required physical examination for the job, the offer of employment
|||Dr. Brian Tang, a separate medical specialist in occupational medicine
subsequently hired by his immediate employer Irwin Industries, also came
to the conclusion that Mr. Echazabal has a condition that will be "worsened
by . . . exposure [to hepatotoxins], causing probable death." Eight
laboratory tests support the doctors' reasonable medical judgment and Chevron's
objective, individualized, and sensible decision not to give Mr. Echazabal
the job. He now brings to court facially competing information, but this
information was not in Chevron's hands when they made the decision he now
claims is actionable. In fact, the information did not surface until this
lawsuit, rendering it suspect at best. As we held in Cook v. United States
Dept. of Labor, 688 F.2d 669 (9th Cir. 1982), medical evidence that surfaces
after the decision has been made is of no moment in this context regarding
the bona fides of the decision itself. What is at issue here is the manner
in which Chevron made its decision, not whether lawyers could later find
another doctor to say something else.
|||I agree with the district court that Mr. Echazabal has no case, and I
do so for two primary reasons. First, Mr. Echazabal simply is not "otherwise
qualified" for the work he seeks. Why? Because the job most probably
will endanger his life. I do not understand how we can claim he can perform
the essential functions of the position he seeks when precisely because
of his disability, those functions may kill him. To ignore this reality
is bizarre. The EEOC's relevant regulation provides that "the term
`qualification standard' may include a requirement that an individual shall
not pose a direct threat to the health or safety of the individual or others
in the workplace." 29 C.F.R. S 1630.15(b)(2).
|||Our law books, both state and federal, overflow with statutes and rules
designed by representative governments to protect workers from harm. Long
ago we rejected the idea that workers toil at their own peril in the workplace."Paternalism"
here is just an abstract out-of-place label of no analytical help. Whether
paternalism or maternalism, the concept is pernicious when it is allowed
to dislodge longstanding laws mandating workplace safety. That battle was
fought and lost long ago in our legislatures. In many jurisdictions, it
is a crime knowingly to subject workers to life-endangering conditions.
California Labor Code S 6402 expressly forbids an employer from putting
an employee in harms way. In Arizona, an employer who fails to provide a
safe workplace commits a felony. Ariz. Rev. Stats. Annot., Labor S 24-403,
S 23-418. In effect, we repeal these laws with respect to this appellant,
and to other workers in similar situations. So much for OSHA. Now, our laws
give less protection to workers known to be in danger than they afford to
those who are not. That seems upside down and backwards. Precisely the workers
who need protection can sue because they receive what they need.
|||Second, Chevron has a defense to this action, known as the "direct
threat" defense. 42 U.S.C. S 12113(b). The EEOC's implementing regulations,
authorized by Congress, defines a "direct threat" to mean "a
significant risk of substantial harm to the health or safety of the individual
or others that cannot be reduced by reasonable accommodation . . . ."
29 C.F.R. S 1630.2(r) (Emphasis added). The EEOC's own Technical Assistance
Manual on the employment provisions of the ADA states: "The ADA recognizes
legitimate employer concerns and the requirements of other laws for health
and safety in the workplace. An employer is not required to hire or retain
an individual who would pose a `direct threat' to health or safety."
EEOC, Technical Assistance Manual on the Employment Provisions (Title I)
of the Americans with Disabilities Act S 4.4 (1992).
|||On these issues, the EEOC has rationally and humanely spoken. Under Chevron
U.S.A., Natural Resources Defense, 467 U.S. 837, 844 -45 (1984), we owe
deference to the EEOC's interpretation of the Act, but we have failed to
acknowledge this responsibility. Contrary to what some might believe, we
do not know more about this subject than the EEOC. Following the EEOC's
guidance, Mr. Echazabal is not qualified for this work.
|||Chevron correctly points out that the majority's holding leads to absurd
results: a steelworker who develops vertigo can keep his job constructing
high rise buildings; a power saw operator with narcolepsy or epilepsy must
be allowed to operate his saw; and a person allergic to bees is entitled
to be hired as a beekeeper. The possible examples of this Pickwickian ruling
are endless. I doubt that Congress intended such a result when it enacted
laws to protect persons with disabilities.
|||The ADA provides a defense to employers who can demonstrate that an accommodation
constitutes an "undue hardship." 42 U.S.C. S 12112(b)(5)(A). I
believe it would be an undue hardship to require an employer to place an
employee in a life-threatening situation. Such a rule would require employers
knowingly to endanger workers. The legal peril involved is obvious, and
a simple human to human matter, such a moral burden is unconscionable.
|||The idea that conflicting responsibilities under different labor laws
will be solved down the long, expensive, and unpredictable litigation road
by the doctrine of implied preemption seems highly pernicious in this context,
and a thin reed at best. Did Congress really intend to nullify state and
federal workplace safety laws and render them impotent to protect workers
in identifiable harms way? I doubt it. Does anti-paternalism trump basic
safety concerns? This entire construct makes a house of cards look secure.
|||Finally, and fortunately, we have created a conflict with the Eleventh
Circuit, which held that "an employer may fire a disabled employee
if the disability renders the employee a "direct threat to his own
health or safety." Moses v. American Nonwovens, Inc., 97 F.3d 446 (11th
Cir. 1996), cert. denied, 117 S. Ct. 964 (1997). I say "fortunately"
because this conflict will compel the Supreme Court -- or Congress -- to
resolve this dispute -- unless we do so ourselves by way of en banc review.
|||*fn1 The Honorable Myron H. Bright, Senior United States Circuit Judge
for the Eighth Circuit Court of Appeals, sitting by designation.
|||*fn2 The district
court also certified for appeal three other claims by Echazabal on which
it granted summary judgment for Chevron: a Rehabilitation Act claim, a claim
under California's Fair Employment and Housing Act, and a claim that Chevron
intentionally interfered with Echazabal's employment contract with the contractor
for whom he worked. As we discuss below, see infra note 13, in this opinion
we vacate the district court's grant of summary judgment as to the first
two of these claims. In a separate memorandum disposition filed concurrently
herewith, we also reverse the district court's grant of summary judgment
with respect to the intentional interference with contract claim.
|||*fn3 The defenses
section of Title I of the ADA reads in relevant part: (a) In general It
may be a defense to a charge of discrimination under this chap ter that
an alleged application of qualification standards, tests, or selection criteria
that screen out or tend to screen out or otherwise deny a job or benefit
to an individual with a disability has been shown to be job-related and
consistent with business necessity, and such performance cannot be accomplished
by reasonable accommodation, as required under this subchapter. (b) Qualification
standards The term "qualification standards" may include a requirement
that an individual shall not pose a direct threat to the health or safety
of other individuals in the workplace. 42 U.S.C. S 12113. The subsection
that sets forth the "direct threat" language does not explicitly
set forth an affirmative defense to a claim of disability discrimination.
Nevertheless, it is clear that Congress intended the provision to define
the terms of such defense.
|||*fn4 We asked the
parties and the amicus EEOC to be prepared to discuss, at oral argument,
whether the direct threat defense includes threats to one-self. Following
argument, we invited the parties and the EEOC to submit briefs on the question.
While the parties submitted such briefs, the EEOC advised us that it did
not wish to do so.
|||*fn5 A district
court in the Seventh Circuit has examined the question in detail. It concluded,
as do we, that the direct threat defense does not apply to threats to oneself.
See Kohnke v. Delta Airlines, Inc., 932 F. Supp. 1110 (N.D. Ill. 1996).
|||*fn6 It is true
that, in the Eleventh Amendment context, the Supreme Court has rejected
a similar textual argument. Although the Eleventh Amendment specifies only
that "citizens of another state" may not sue a state, the Court
has held that states are immune from suit by citizens of the same state.
See Seminole Tribe of Florida v. Florida , 517 U.S. 44, 54 (1996);Hans v.
Louisiana, 134 U.S. 1 (1890). But see Pennsylvania v. Union Gas Co., 491
U.S. 1 (1989); U.S. Const. amend. XI. Regardless of the merits of the Court's
interpretation of the Eleventh Amendment, we decline to follow a similar
approach here or to adopt so atextual a reading of the direct threat defense.
Rather, we prefer to afford the statute its plain meaning.
|||*fn7 We found but
one discussion in the legislative history that could be read as contrary
to the plain reading of the direct threat defense. The reportof the House
Committee on Education and Labor contains the following somewhat ambiguous
passage: A candidate, undergoing a post-offer, pre-employment medical examination
may not be excluded, for example, solely on the basis of an abnormality
on an x-ray. However, if the examining physician found that there was high
probability of substantial harm if the candidate performed the particular
functions of the job in question, the employer could reject the candidate
. . . H.R. Rep. No. 101-485, pt. 2, at 73-74, reprinted in 1990 U.S.C.C.A.N.
303, 355-56. The quoted language does not make it clear to whom such "substantial
harm" might occur. In any event, this general discussion does not take
place in the context of discussing the direct threat defense. When the House
Committee report does discuss the direct threat defense specifically, it,
like the other reports, states that the defense codifies the standard set
forth by the Supreme Court in Arline. In the end, the evidence provided
by this isolated passage is vastly outweighed by the substantial evidence
to the contrary that appears throughout the legislative history.
|||*fn8 While we invited
the EEOC, as amicus, to file a brief commenting on the validity of its regulatory
interpretation, it declined to do so. See supra note 3.
|||*fn9 While we need
not decide what level of deference the regulations implementing Title I
are due, we note that Congress explicitly required the EEOC to issue regulations
implementing Title I. See 42 U.S.C. S 12116 ("Not later than 1 year
after July 26, 1990, the Commission shall issue regulations in an accessible
format to carry out this subchapter [Title I] . . . ." ). Chevron sets
forth the level of deference that "should be accorded to an executive
department's construction of a statutory scheme it is entrusted to administer."
Chevron, 467 U.S. at 844. In fact, with respect to Title II of the ADA,
we have held that Chevron governs review of regulations promulgated by the
Attorney General because "Congress required the Attorney General to
promulgate regulations implementing Title II." Zimmerman v. Oregon
Dep't of Justice, 170 F.3d 1169, 1172-73 (9th Cir. 1999); see also Dare
v. California, 191 F.3d 1167, 1172 (9th Cir. 1999); Does 1-5 v. Chandler,
83 F.3d 1150, 1153 (9th Cir. 1996). The regulations implementing Title I
of the ADA present a different deference question than that confronted by
the Supreme Court in its recent ADA decisions. In Sutton and Kirkingburg
, the Supreme Court reserved the question whether, and to what extent, the
regulations and interpretive guidance "promulgated by the EEOC relating
to the ADA's definitional section, 42 U.S.C. S 12102," are entitled
to deference. Albertsons, Inc. v. Kirkingburg, 119 S. Ct. 2162, 2167 n.10
(1999); see also Sutton v. United Airlines, Inc., 119 S. Ct. 2139, 2151
(1999); Broussard v. University of Cal., at Berkley, 192 F.3d 1252, 1256
n.2 (9th Cir. 1999) (reserving same question). As the Supreme Court specifically
noted, however, "[n]o agency . . . has been given authority to issue
regulations implementing the generally applicable provisions of the ADA,
seeSS 12101-12102, which fall outside Titles I-V." Sutton, 119 S. Ct.
at 2145. Unlike the generally applicable provisions considered in Kirkingburg
and Sutton, Title I contains an explicit grant of regulatory authority to
argument is markedly similar to the argument made by the dissent in Johnson
Controls regarding the word "occupation" in the term "bona
fide occupational qualification," as used in Title VII of the Civil
Rights Act. See Johnson Controls, 499 U.S. at 211 n.1 (White, J., concurring);
id. at 201. In Johnson Controls , the majority rejected the dissent's interpretation,
see id. at 201, 203-04, and described the fallacy of the argument as follows:
"It is word play to say that`the job' at Johnson [Controls] is to make
batteries without risk to fetuses in the same way `the job' at Western airlines
is to fly planes without crashing. " Johnson Controls, 499 U.S. at
207 (quoting Johnson Controls, 886 F.2d 871, 913 (7th Cir. 1989) (Easterbrook,
argues that, in spite of the fact that it would undermine the clear language
of the ADA's direct threat provision, we should conclude that a personal
safety requirement is a valid qualification standard because such a conclusion
is supported by case law implementing the Rehabilitation Act. It is true
that at least one Ninth Circuit Rehabilitation Act case appears to conclude
that a disabled individual is not a "qualified handicapped person"
if her employment would pose "a reasonable probability of substantial
harm" to her. Mantolete v. Bolger, 767 F.2d 1416, 1422-24 (9th Cir.
1985) (stating that a risk to self may prevent an individual from being
"qualified," but holding that the district court applied a standard
too lenient when it found that, because the individual's employment would
pose "an elevated risk of injury," she was not a qualified handicapped
person). But cf. Bentivegna v. United States Dep't of Labor, 694 F.2d 619,
622-23 & n.3 (9th Cir. 1982) (questioning, under the Rehabilitation
Act, whether a risk of future injury to self would be "related to the
performance of the job and . . . consistent with business necessity,"
but declining to "hold that a non-imminent risk of injury cannot justify
rejecting a handicapped individual"). Mantolete does not affect our
analysis, however, because it relies on a Rehabilitation Act regulation
that is irrelevant to our inquiry. The Mantolete court relied on a Rehabilitation
Act regulation that defined a "qualified handicapped person" as
an individual who, among other things, is able to "perform the essential
functions of the position in question withoutendangering the health and
safety of the individual or others." 29 C.F.R. S 1613.702(f) (emphasis
added); see also Mantolete, 767 F.2d at 1421. The Rehabilitation Act did
not provide a statutory definition of the term "qualified handicapped
person." Thus, the court deemed the regulations controlling. In contrast
to the Rehabilitation Act, the ADA contains a statutory definition of the
term "qualified individual with a disability," which is the ADA's
equivalent of the Rehabilitation Act's "qualified handicapped person."
See 42 U.S.C. S 12111(8). The statutory definition in the ADA does not mention
threats to the health or safety of the individual or others. Rather, it
requires only that the individual be able, with or without reasonable accommodation,
to "perform the essential functions of the employment position that
such individual holds or desires." 42 U.S.C. S 12111(8). Obviously,
the ADA's statutory definition of the term "qualified individual with
a disability" supercedes the Rehabilitation Act's regulatory definition
of the analogous term.
|||*fn12 In the context
of threats to others, as opposed to threats to self, a few circuits have
addressed employer claims that a threat that an individual posed to others
prevented that person from performing the essential functions of the job
at issue. See EEOC v. Amego, Inc., 110 F.3d 135, 142-44 (1st Cir. 1997);
EEOC v. Exxon Corp., 203 F.3d 871, 873-75 (5th Cir. 2000). Because these
decisions deal with threats to others, they are irrelevant to our analysis.
|||*fn13 As noted
above, the district court also certified for appeal its grant of summary
judgment in favor of Chevron on the Rehabilitation Act and FEHA claims.
In granting Chevron summary judgment with respect to those claims, however,
the district court treated the substantive standards for liability under
all three statutes as identical. We note that this conclusion may well be
correct with respect to the Rehabilitation Act. In 1992, Congress amended
the relevant provision of the Rehabilitation Act -- section 504 -- by adding
the following subsection: The standards used to determine whether this section
has been violated in a complaint alleging employment discrimination under
this section shall be the standards applied under title I of the Americans
with Disabilities Act of 1990 (42 U.S.C. 12111 et seq.) and the provisions
of sections 501 through 504, and 510, of the Americans with Disabilities
Act of 1990 (42 U.S.C. 12201- 12204 and 12210), as such sections relate
to employment. Rehabilitation Act Amendments of 1992, Pub. L. No. 102-569,
S 506, 106 Stat. 4344, 4428 (amendments codified at 29 U.S.C.S 794(d)).
Thus, our reversal as to the ADA claim may well require reversal with respect
to theRehabilitation Act claim. Nevertheless, we leave it to the district
court to determine initially whether summary judgment should be granted
to Chevron as to the Rehabilitation Act and FEHA claims. Accordingly, we
vacate the district court's grant of summary judgment with respect to those
claims, and remand for reconsideration in light of our decision. In addition,
because we reverse the district court's grant of summary judgment as to
the ADA claim and vacate its grant of summary judgment as to the Rehabilitation
Act and FEHA claims, we also reverse the district court's judgment that
Echazabal's claim for punitive damages is moot.
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