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From the U.S. House of Representatives Downloadable U.S. Code
[uscode.house.gov]
[Laws in effect as of January 5, 1999]
[CITE: 42USC300aa-12]
TITLE 42 - THE PUBLIC HEALTH AND WELFARE
CHAPTER 6A - PUBLIC HEALTH SERVICE
SUBCHAPTER XIX - VACCINES
Part 2 - National Vaccine Injury Compensation Program
subpart a - program requirements
-HEAD-
Sec. 300aa-12. Court jurisdiction
-STATUTE-
(a) General rule
The United States Court of Federal Claims and the United States
Court of Federal Claims special masters shall, in accordance with
this section, have jurisdiction over proceedings to determine if a
petitioner under section 300aa-11 of this title is entitled to
compensation under the Program and the amount of such
compensation. The United States Court of Federal Claims may issue
and enforce such orders as the court deems necessary to assure the
prompt payment of any compensation awarded.
(b) Parties
(1) In all proceedings brought by the filing of a petition under
section 300aa-11(b) of this title, the Secretary shall be named as
the respondent, shall participate, and shall be represented in
accordance with section 518(a) of title 28.
(2) Within 30 days after the Secretary receives service of any
petition filed under section 300aa-11 of this title the Secretary
shall publish notice of such petition in the Federal Register. The
special master designated with respect to such petition under
subsection (c) of this section shall afford all interested persons
an opportunity to submit relevant, written information -
(A) relating to the existence of the evidence described in
section 300aa-13(a)(1)(B) of this title, or
(B) relating to any allegation in a petition with respect to
the matters described in section 300aa-11(c)(1)(C)(ii) of this
title.
(c) United States Court of Federal Claims special masters
(1) There is established within the United States Court of
Federal Claims an office of special masters which shall consist of
not more than 8 special masters. The judges of the United States
Court of Federal Claims shall appoint the special masters, 1 of
whom, by designation of the judges of the United States Court of
Federal Claims, shall serve as chief special master. The
appointment and reappointment of the special masters shall be by
the concurrence of a majority of the judges of the court.
(2) The chief special master and other special masters shall be
subject to removal by the judges of the United States Court of
Federal Claims for incompetency, misconduct, or neglect of duty or
for physical or mental disability or for other good cause shown.
(3) A special master's office shall be terminated if the judges
of the United States Court of Federal Claims determine, upon advice
of the chief special master, that the services performed by that
office are no longer needed.
(4) The appointment of any individual as a special master shall
be for a term of 4 years, subject to termination under paragraphs
(2) and (3). Individuals serving as special masters on December 19,
1989, shall serve for 4 years from the date of their original
appointment, subject to termination under paragraphs (2) and (3).
The chief special master in office on December 19, 1989, shall
continue to serve as chief special master for the balance of the
master's term, subject to termination under paragraphs (2) and (3).
(5) The compensation of the special masters shall be determined
by the judges of the United States Court of Federal Claims, upon
advice of the chief special master. The salary of the chief
special master shall be the annual rate of basic pay for level IV
of the Executive Schedule, as prescribed by section 5315, title 5.
The salaries of the other special masters shall not exceed the
annual rate of basic pay of level V of the Executive Schedule, as
prescribed by section 5316, title 5.
(6) The chief special master shall be responsible for the
following:
(A) Administering the office of special masters and their
staff, providing for the efficient, expeditious, and effective
handling of petitions, and performing such other duties related
to the Program as may be assigned to the chief special master by
a concurrence of a majority of the United States Claims Courts
(FOOTNOTE 1) judges.
(FOOTNOTE 1) So in original. Probably should be a reference to
the United States Court of Federal Claims.
(B) Appointing and fixing the salary and duties of such
administrative staff as are necessary. Such staff shall be
subject to removal for good cause by the chief special master.
(C) Managing and executing all aspects of budgetary and
administrative affairs affecting the special masters and their
staff, subject to the rules and regulations of the Judicial
Conference of the United States. The Conference rules and
regulations pertaining to United States magistrates shall be
applied to the special masters.
(D) Coordinating with the United States Court of Federal Claims
the use of services, equipment, personnel, information, and
facilities of the United States Court of Federal Claims without
reimbursement.
(E) Reporting annually to the Congress and the judges of the
United States Court of Federal Claims on the number of petitions
filed under section 300aa-11 of this title and their disposition,
the dates on which the vaccine-related injuries and deaths for
which the petitions were filed occurred, the types and amounts of
awards, the length of time for the disposition of petitions, the
cost of administering the Program, and recommendations for
changes in the Program.
(d) Special masters
(1) Following the receipt and filing of a petition under section
300aa-11 of this title, the clerk of the United States Court of
Federal Claims shall forward the petition to the chief special
master who shall designate a special master to carry out the
functions authorized by paragraph (3).
(2) The special masters shall recommend rules to the Court of
Federal Claims and, taking into account such recommended rules, the
Court of Federal Claims shall promulgate rules pursuant to section
2071 of title 28. Such rules shall -
(A) provide for a less-adversarial, expeditious, and informal
proceeding for the resolution of petitions,
(B) include flexible and informal standards of admissibility of
evidence,
(C) include the opportunity for summary judgment,
(D) include the opportunity for parties to submit arguments and
evidence on the record without requiring routine use of oral
presentations, cross examinations, or hearings, and
(E) provide for limitations on discovery and allow the special
masters to replace the usual rules of discovery in civil actions
in the United States Court of Federal Claims.
(3)(A) A special master to whom a petition has been assigned
shall issue a decision on such petition with respect to whether
compensation is to be provided under the Program and the amount of
such compensation. The decision of the special master shall -
(i) include findings of fact and conclusions of law, and
(ii) be issued as expeditiously as practicable but not later
than 240 days, exclusive of suspended time under subparagraph
(C), after the date the petition was filed.
The decision of the special master may be reviewed by the United
States Court of Federal Claims in accordance with subsection (e) of
this section.
(B) In conducting a proceeding on a petition a special master -
(i) may require such evidence as may be reasonable and
necessary,
(ii) may require the submission of such information as may be
reasonable and necessary,
(iii) may require the testimony of any person and the
production of any documents as may be reasonable and necessary,
(iv) shall afford all interested persons an opportunity to
submit relevant written information -
(I) relating to the existence of the evidence described in
section 300aa-13(a)(1)(B) of this title, or
(II) relating to any allegation in a petition with respect to
the matters described in section 300aa-11(c)(1)(C)(ii) of this
title, and
(v) may conduct such hearings as may be reasonable and
necessary.
There may be no discovery in a proceeding on a petition other than
the discovery required by the special master.
(C) In conducting a proceeding on a petition a special master
shall suspend the proceedings one time for 30 days on the motion of
either party. After a motion for suspension is granted, further
motions for suspension by either party may be granted by the
special master, if the special master determines the suspension is
reasonable and necessary, for an aggregate period not to exceed 150
days.
(D) If, in reviewing proceedings on petitions for vaccine-related
injuries or deaths associated with the administration of vaccines
before October 1, 1988, the chief special master determines that
the number of filings and resultant workload place an undue burden
on the parties or the special master involved in such proceedings,
the chief special master may, in the interest of justice, suspend
proceedings on any petition for up to 30 months (but for not more
than 6 months at a time) in addition to the suspension time under
subparagraph (C).
(4)(A) Except as provided in subparagraph (B), information
submitted to a special master or the court in a proceeding on a
petition may not be disclosed to a person who is not a party to the
proceeding without the express written consent of the person who
submitted the information.
(B) A decision of a special master or the court in a proceeding
shall be disclosed, except that if the decision is to include
information -
(i) which is trade secret or commercial or financial
information which is privileged and confidential, or
(ii) which are medical files and similar files the disclosure
of which would constitute a clearly unwarranted invasion of
privacy,
and if the person who submitted such information objects to the
inclusion of such information in the decision, the decision shall
be disclosed without such information.
(e) Action by United States Court of Federal Claims
(1) Upon issuance of the special master's decision, the parties
shall have 30 days to file with the clerk of the United States
Court of Federal Claims a motion to have the court review the
decision. If such a motion is filed, the other party shall file a
response with the clerk of the United States Court of Federal
Claims no later than 30 days after the filing of such motion.
(2) Upon the filing of a motion under paragraph (1) with respect
to a petition, the United States Court of Federal Claims shall have
jurisdiction to undertake a review of the record of the proceedings
and may thereafter -
(A) uphold the findings of fact and conclusions of law of the
special master and sustain the special master's decision,
(B) set aside any findings of fact or conclusion of law of the
special master found to be arbitrary, capricious, an abuse of
discretion, or otherwise not in accordance with law and issue its
own findings of fact and conclusions of law, or
(C) remand the petition to the special master for further
action in accordance with the court's direction.
The court shall complete its action on a petition within 120 days
of the filing of a response under paragraph (1) excluding any days
the petition is before a special master as a result of a remand
under subparagraph (C). The court may allow not more than 90 days
for remands under subparagraph (C).
(3) In the absence of a motion under paragraph (1) respecting the
special master's decision or if the United States Court of Federal
Claims takes the action described in paragraph (2)(A) with respect
to the special master's decision, the clerk of the United States
Court of Federal Claims shall immediately enter judgment in
accordance with the special master's decision.
(f) Appeals
The findings of fact and conclusions of law of the United States
Court of Federal Claims on a petition shall be final determinations
of the matters involved, except that the Secretary or any
petitioner aggrieved by the findings or conclusions of the court
may obtain review of the judgment of the court in the United States
court of appeals for the Federal Circuit upon petition filed within
60 days of the date of the judgment with such court of appeals
within 60 days of the date of entry of the United States Claims
Court's (FOOTNOTE 2) judgment with such court of appeals.
(FOOTNOTE 2) So in original. Probably should be a reference to
the United States Court of Federal Claims.
(g) Notice
If -
(1) a special master fails to make a decision on a petition
within the 240 days prescribed by subsection (d)(3)(A)(ii) of
this section (excluding (A) any period of suspension under
subsection (d)(3)(C) or (d)(3)(D) of this section, and (B) any
days the petition is before a special master as a result of a
remand under subsection (e)(2)(C) of this section), or
(2) the United States Court of Federal Claims fails to enter a
judgment under this section on a petition within 420 days
(excluding (A) any period of suspension under subsection
(d)(3)(C) or (d)(3)(D) of this section, and (B) any days the
petition is before a special master as a result of a remand under
subsection (e)(2)(C) of this section) after the date on which the
petition was filed,
the special master or court shall notify the petitioner under such
petition that the petitioner may withdraw the petition under
section 300aa-21(b) of this title or the petitioner may choose
under section 300aa-21(b) of this title to have the petition remain
before the special master or court, as the case may be.
-SOURCE-
(July 1, 1944, ch. 373, title XXI, Sec. 2112, as added Pub. L.
99-660, title III, Sec. 311(a), Nov. 14, 1986, 100 Stat. 3761;
amended Pub. L. 100-203, title IV, Sec. 4303(d)(2)(A), 4307(3),
4308(a), (b), Dec. 22, 1987, 101 Stat. 1330-222, 1330-224; Pub. L.
100-360, title IV, Sec. 411(o)(2), (3)(A), July 1, 1988, 102 Stat.
808; Pub. L. 101-239, title VI, Sec. 6601(d)-(i), Dec. 19, 1989,
103 Stat. 2286-2290; Pub. L. 101-502, Sec. 5(b), Nov. 3, 1990, 104
Stat. 1286; Pub. L. 102-168, title II, Sec. 201(c), (d)(1), (h)(2),
(3), Nov. 26, 1991, 105 Stat. 1103, 1104; Pub. L. 102-572, title
IX, Sec. 902(b), Oct. 29, 1992, 106 Stat. 4516; Pub. L. 103-66,
title XIII, Sec. 13632(c), Aug. 10, 1993, 107 Stat. 646.)
-COD-
CODIFICATION
In subsec. (c)(4), ''on December 19, 1989,'' substituted for
''upon the date of the enactment of this subsection'' and ''on the
date of the enactment of this subsection''.
In subsec. (d)(3)(D), ''October 1, 1988,'' substituted for ''the
effective date of this part''.
-MISC3-
PRIOR PROVISIONS
A prior section 300aa-12, act July 1, 1944, Sec. 2113, was
successively renumbered by subsequent acts and transferred, see
section 238j of this title.
A prior section 2112 of act July 1, 1944, was successively
renumbered by subsequent acts and transferred, see section 238i of
this title.
AMENDMENTS
1993 - Subsec. (d)(3)(D). Pub. L. 103-66 substituted ''30 months
(but for not more than 6 months at a time)'' for ''540 days''.
1992 - Subsecs. (a), (c) to (g). Pub. L. 102-572 substituted
''United States Court of Federal Claims'' for ''United States
Claims Court'' and ''Court of Federal Claims'' for ''Claims
Court'', wherever appearing.
1991 - Subsec. (d)(3)(D). Pub. L. 102-168, Sec. 201(c), (h)(2),
realigned margin and substituted ''540 days'' for ''180 days''.
Subsec. (g). Pub. L. 102-168, Sec. 201(h)(3), made technical
amendment to underlying provisions of original Act.
Pub. L. 102-168, Sec. 201(d)(1), substituted ''or the petitioner
may choose under section 300aa-21(b) of this title to have the
petition remain before the special master or court, as the case may
be'' for ''and the petition will be considered withdrawn under such
section if the petitioner, the special master, or the court do not
take certain actions'' before period at end.
1990 - Subsec. (d)(3)(D). Pub. L. 101-502, Sec. 5(b)(1), added
subpar. (D).
Subsec. (g). Pub. L. 101-502, Sec. 5(b)(2), added subsec. (g).
1989 - Subsec. (a). Pub. L. 101-239, Sec. 6601(d), substituted
''and the United States Claims Court special masters shall, in
accordance with this section, have jurisdiction'' for ''shall have
jurisdiction (1)'', ''. The United States Claims Court may issue''
for '', and (2) to issue'', and ''deems'' for ''deem''.
Subsec. (b)(1). Pub. L. 101-239, Sec. 6601(f), substituted ''In
all proceedings brought by the filing of a petition under section
300aa-11(b) of this title, the Secretary shall be named as the
respondent, shall participate, and shall be represented in
accordance with section 518(a) of title 28.'' for ''The Secretary
shall be named as the respondent in all proceedings brought by the
filing of a petition under section 300aa-11(b) of this title.
Except as provided in paragraph (2), no other person may intervene
in any such proceeding.''
Subsec. (c). Pub. L. 101-239, Sec. 6601(e)(2), added subsec. (c).
Former subsec. (c) redesignated (d).
Subsec. (d). Pub. L. 101-239, Sec. 6601(e)(1), redesignated
subsec. (c) as (d). Former subsec. (d) redesignated (e).
Subsec. (d)(1). Pub. L. 101-239, Sec. 6601(g)(1), amended par.
(1) generally. Prior to amendment, par. (1) read as follows:
''Following receipt of a petition under subsection (a) of this
section, the United States Claims Court shall designate a special
master to carry out the functions authorized by paragraph (2).''
Subsec. (d)(2) to (4). Pub. L. 101-239, Sec. 6601(g)(2), added
pars. (2) to (4) and struck out former par. (2) which prescribed
functions of special masters.
Subsec. (e). Pub. L. 101-239, Sec. 6601(h), substituted ''Action
by United States Claims Court'' for ''Action by court'' as heading
and amended text generally. Prior to amendment, text read as
follows:
''(1) Upon objection by the petitioner or respondent to the
proposed findings of fact or conclusions of law prepared by the
special master or upon the court's own motion, the court shall
undertake a review of the record of the proceedings and may
thereafter make a de novo determination of any matter and issue its
judgment accordingly, including findings of fact and conclusions of
law, or remand for further proceedings.
''(2) If no objection is filed under paragraph (1) or if the
court does not choose to review the proceeding, the court shall
adopt the proposed findings of fact and conclusions of law of the
special master as its own and render judgment thereon.
''(3) The court shall render its judgment on any petition filed
under the Program as expeditiously as practicable but not later
than 365 days after the date on which the petition was filed.''
Pub. L. 101-239, Sec. 6601(e)(1), redesignated subsec. (d) as
(e). Former subsec. (e) redesignated (f).
Subsec. (f). Pub. L. 101-239, Sec. 6601(i), inserted ''within 60
days of the date of entry of the United States Claims Court's
judgment with such court of appeals'' after ''with such court of
appeals''.
Pub. L. 101-239, Sec. 6601(e)(1), redesignated subsec. (e) as
(f).
1988 - Subsec. (c)(2). Pub. L. 100-360, Sec. 411(o)(3)(A), added
Pub. L. 100-203, Sec. 4308(a), see 1987 Amendment note below.
Subsec. (e). Pub. L. 100-360, Sec. 411(o)(2), made technical
amendment to directory language of Pub. L. 100-203, Sec.
4307(3)(C), see 1987 Amendment note below.
Pub. L. 100-360, Sec. 411(o)(3)(A), added Pub. L. 100-203, Sec.
4308(b), see 1987 Amendment note below.
1987 - Subsec. (a). Pub. L. 100-203, Sec. 4307(3)(A), substituted
''United States Claims Court'' for ''district courts of the United
States'' and ''the court'' for ''the courts''.
Subsec. (c)(1). Pub. L. 100-203, Sec. 4307(3)(B), substituted
''the United States Claims Court'' for ''the district court of the
United States in which the petition is filed''.
Subsec. (c)(2). Pub. L. 100-203, Sec. 4308(a), as added by Pub.
L. 100-360, Sec. 411(o)(3)(A), inserted '', shall prepare and
submit to the court proposed findings of fact and conclusions of
law,'' in introductory provisions and struck out subpar. (E) which
read as follows: ''prepare and submit to the court proposed
findings of fact and conclusions of law.''
Subsec. (e). Pub. L. 100-203, Sec. 4308(b), as added by Pub. L.
100-360, Sec. 411(o)(3)(A), inserted ''within 60 days of the date
of the judgment'' after ''petition filed''.
Pub. L. 100-203, Sec. 4307(3)(C), as amended by Pub. L. 100-360,
Sec. 411(o)(2), substituted ''the United States Claims Court'' for
''a district court of the United States'' and ''for the Federal
Circuit'' for ''for the circuit in which the court is located''.
Pub. L. 100-203, Sec. 4303(d)(2)(A), redesignated subsec. (g) as
(e) and struck out former subsec. (e) relating to administration of
an award.
Subsec. (f). Pub. L. 100-203, Sec. 4303(d)(2)(A), struck out
subsec. (f) which related to revision of an award.
Subsec. (g). Pub. L. 100-203, Sec. 4303(d)(2)(A), redesignated
subsec. (g) as (e).
EFFECTIVE DATE OF 1992 AMENDMENT
Amendment by Pub. L. 102-572 effective Oct. 29, 1992, see section
911 of Pub. L. 102-572, set out as a note under section 171 of
Title 28, Judiciary and Judicial Procedure.
EFFECTIVE DATE OF 1991 AMENDMENT
Amendment by section 201(d)(1) of Pub. L. 102-168 effective as if
in effect on and after Oct. 1, 1988, see section 201(i)(2) of Pub.
L. 102-168, set out as a note under section 300aa-11 of this title.
EFFECTIVE DATE OF 1990 AMENDMENT
Amendment by Pub. L. 101-502 effective Sept. 30, 1990, see
section 5(h) of Pub. L. 101-502, set out as a note under section
300aa-11 of this title.
EFFECTIVE DATE OF 1989 AMENDMENT
For applicability of amendments by Pub. L. 101-239 to petitions
filed after Dec. 19, 1989, petitions currently pending in which the
evidentiary record is closed, and petitions currently pending in
which the evidentiary record is not closed, with provision for an
immediate suspension for 30 days of all pending cases, except that
such suspension be excluded in determining the 240-day period
prescribed in subsec. (d) of this section, see section 6601(s)(1)
of Pub. L. 101-239, set out as a note under section 300aa-10 of
this title.
EFFECTIVE DATE OF 1988 AMENDMENT
Except as specifically provided in section 411 of Pub. L.
100-360, amendment by Pub. L. 100-360, as it relates to a provision
in the Omnibus Budget Reconciliation Act of 1987, Pub. L. 100-203,
effective as if included in the enactment of that provision in Pub.
L. 100-203, see section 411(a) of Pub. L. 100-360, set out as a
Reference to OBRA; Effective Date note under section 106 of Title
1, General Provisions.
REVIEW BY 3-JUDGE PANEL
Section 322(c) of Pub. L. 99-660, as added by Pub. L. 101-502,
Sec. 5(g)(2), Nov. 3, 1990, 104 Stat. 1288, and amended by Pub. L.
102-572, title IX, Sec. 902(b)(1), Oct. 29, 1992, 106 Stat. 4516,
provided that: ''If the review authorized by section 2112(f)
(subsec. (f) of this section) is held invalid because the judgment
of the United States Court of Federal Claims being reviewed did not
arise from a case or controversy under Article III of the
Constitution, such judgment shall be reviewed by a 3-judge panel of
the United States Court of Federal Claims. Such panel shall not
include the judge who participated in such judgment.''
(Enactment of section 322(c) of Pub. L. 99-660 by section 5(g)(2)
of Pub. L. 101-502, set out above, effective Nov. 14, 1986, see
section 5(h) of Pub. L. 101-502, set out as an Effective Date of
1990 Amendment note under section 300aa-11 of this title.)
-SECREF-
SECTION REFERRED TO IN OTHER SECTIONS
This section is referred to in sections 300aa-11, 300aa-15,
300aa-21 of this title.
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