| [1] | SUPREME COURT OF THE UNITED STATES |
| [2] | Nos. 91-744, 91-902 |
| [3] | 1992.SCT.3750 <http://www.versuslaw.com>,
112 S. Ct. 2791, 120 L. Ed. 2d 674, 60 U.S.L.W. 4795 |
| [4] | June 29, 1992 |
| [5] | PLANNED PARENTHOOD OF SOUTHEASTERN PENNSYLVANIA, ET AL., PETITIONERS 91-744 v. ROBERT P. CASEY, ET AL., ETC. ROBERT P. CASEY, ET AL., ETC., PETITIONERS 91-902 V. PLANNED PARENTHOOD OF SOUTHEASTERN PENNSYLVANIA ET AL. |
| [6] | ON WRITS OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE THIRD
CIRCUIT. |
| [7] | O'connor, Kennedy, and Souter, JJ., announced the judgment of the Court
and delivered the opinion of the Court with respect to Parts I, II, III,
V-a, V-c, and VI, in which Blackmun and Stevens, JJ., joined, an opinion
with respect to Part V-e, in which Stevens, J., joined, and an opinion with
respect to Parts IV, V-b, and V-d. Stevens, J., filed an opinion Concurring
in part and Dissenting in part. Blackmun, J., filed an opinion Concurring
in part, Concurring in the judgment in part, and Dissenting in part. Rehnquist,
C. J., filed an opinion Concurring in the judgment in part and Dissenting
in part, in which White, Scalia, and Thomas, JJ., joined. Scalia, J., filed
an opinion Concurring in the judgment in part and Dissenting in part, in
which Rehnquist, C. J., and White and Thomas, JJ., joined. |
| [8] | The opinion of the court was delivered by: O'connor; Kennedy; Souter |
| [9] | At issue are five provisions of the Pennsylvania Abortion Control Act
of 1982: § 3205, which requires that a woman seeking an abortion give her
informed consent prior to the procedure, and specifies that she be provided
with certain information at least 24 hours before the abortion is performed;
§ 3206, which mandates the informed consent of one parent for a minor to
obtain an abortion, but provides a judicial bypass procedure; § 3209, which
commands that, unless certain exceptions apply, a married woman seeking
an abortion must sign a statement indicating that she has notified her husband;
§ 3203, which defines a "medical emergency" that will excuse compliance
with the foregoing requirements; and §§ 3207(b), 3214(a), and 3214(f), which
impose certain reporting requirements on facilities providing abortion services.
Before any of the provisions took effect, the petitioners, five abortion
clinics and a physician representing himself and a class of doctors who
provide abortion services, brought this suit seeking a declaratory judgment
that each of the provisions was unconstitutional on its face, as well as
injunctive relief. The District Court held all the provisions unconstitutional
and permanently enjoined their enforcement. The Court of Appeals affirmed
in part and reversed in part, striking down the husband notification provision
but upholding the others. |
| [10] | Held: The judgment in No. 91-902 is affirmed; the judgment in No. 91-744
is affirmed in part and reversed in part, and the case is remanded. |
| [11] | 947 F.2d 682: No. 91-902, affirmed; No. 91-744, affirmed in part, reversed
in part, and remanded. |
| [12] | Justice O'CONNOR, JUSTICE KENNEDY, and JUSTICE SOUTER delivered the opinion
of the Court with respect to Parts I, II, and III, concluding that: |
| [13] | 1. Consideration of the fundamental constitutional question resolved by
Roe v. Wade, 410 U.S. 113, principles of institutional integrity, and the
rule of stare decisis require that Roe 's essential holding be retained
and reaffirmed as to each of its three parts: (1) a recognition of a woman's
right to choose to have an abortion before fetal viability and to obtain
it without undue interference from the State, whose previability interests
are not strong enough to support an abortion prohibition or the imposition
of substantial obstacles to the woman's effective right to elect the procedure;
(2) a confirmation of the State's power to restrict abortions after viability,
if the law contains exceptions for pregnancies endangering a woman's life
or health; and (3) the principle that the State has legitimate interests
from the outset of the pregnancy in protecting the health of the woman and
the life of the fetus that may become a child. Pp. 1-27. |
| [14] | (a) A reexamination of the principles that define the woman's rights and
the State's authority regarding abortions is required by the doubt this
Court's subsequent decisions have cast upon the meaning and reach of Roe
's central holding, by the fact that THE CHIEF JUSTICE would overrule Roe,
and by the necessity that state and federal courts and legislatures have
adequate guidance on the subject. Pp. 1-3. |
| [15] | (b) Roe determined that a woman's decision to terminate her pregnancy
is a "liberty" protected against state interference by the substantive
component of the Due Process Clause of the Fourteenth Amendment. Neither
the Bill of Rights nor the specific practices of States at the time of the
Fourteenth Amendment's adoption marks the outer limits of the substantive
sphere of such "liberty." Rather, the adjudication of substantive
due process claims may require this Court to exercise its reasoned judgment
in determining the boundaries between the individual's liberty and the demands
of organized society. The Court's decisions have afforded constitutional
protection to personal decisions relating to marriage, see, e. g., Loving
v. Virginia, 388 U.S. 1, procreation, Skinner v. Oklahoma, 316 U.S. 535,
family relationships, Prince v. Massachusetts, 321 U.S. 158, child rearing
and education, Pierce v. Society of Sisters, 268 U.S. 510, and contraception,
see, e. g., Griswold v. Connecticut, 381 U.S. 479, and have recognized the
right of the individual to be free from unwarranted governmental intrusion
into matters so fundamentally affecting a person as the decision whether
to bear or beget a child, Eisenstadt v. Baird, 405 U.S. 438, 453. Roe 's
central holding properly invoked the reasoning and tradition of these precedents.
Pp. 4-11. |
| [16] | (c) Application of the doctrine of stare decisis confirms that Roe 's
essential holding should be reaffirmed. In reexamining that holding, the
Court's judgment is informed by a series of prudential and pragmatic considerations
designed to test the consistency of overruling the holding with the ideal
of the rule of law, and to gauge the respective costs of reaffirming and
overruling. Pp. 11-13. |
| [17] | (d) Although Roe has engendered opposition, it has in no sense proven
unworkable, representing as it does a simple limitation beyond which a state
law is unenforceable. P.13. |
| [18] | (e) The Roe rule's limitation on state power could not be repudiated without
serious inequity to people who, for two decades of economic and social developments,
have organized intimate relationships and made choices that define their
views of themselves and their places in society, in reliance on the availability
of abortion in the event that contraception should fail. The ability of
women to participate equally in the economic and social life of the Nation
has been facilitated by their ability to control their reproductive lives.
The Constitution serves human values, and while the effect of reliance on
Roe cannot be exactly measured, neither can the certain costs of overruling
Roe for people who have ordered their thinking and living around that case
be dismissed. Pp. 13-14. |
| [19] | (f) No evolution of legal principle has left Roe 's central rule a doctrinal
anachronism discounted by society. If Roe is placed among the cases exemplified
by Griswold, supra, it is clearly in no jeopardy, since subsequent constitutional
developments have neither disturbed, nor do they threaten to diminish, the
liberty recognized in such cases. Similarly, if Roe is seen as stating a
rule of personal autonomy and bodily integrity, akin to cases recognizing
limits on governmental power to mandate medical treatment or to bar its
rejection, this Court's post- Roe decisions accord with Roe 's view that
a State's interest in the protection of life falls short of justifying any
plenary override of individual liberty claims. See, e. g., Cruzan v. Director,
Missouri Dept. of Health, 497 U.S. 261, . Finally, if Roe is classified
as sui generis, there clearly has been no erosion of its central determination.
It was expressly reaffirmed in Akron v. Akron Center for Reproductive Health,
462 U.S. 416 (Akron I), and Thornburgh v. American College of Obstetricians
and Gynecologists, 476 U.S. 747; and, in Webster v. Reproductive Health
Services, 492 U.S. 490, a majority either voted to reaffirm or declined
to address the constitutional validity of Roe 's central holding. Pp. 14-17. |
| [20] | (g) No change in Roe 's factual underpinning has left its central holding
obsolete, and none supports an argument for its overruling. Although subsequent
maternal health care advances allow for later abortions safe to the pregnant
woman, and post- Roe neonatal care developments have advanced viability
to a point somewhat earlier, these facts go only to the scheme of time limits
on the realization of competing interests. Thus, any later divergences from
the factual premises of Roe have no bearing on the validity of its central
holding, that viability marks the earliest point at which the State's interest
in fetal life is constitutionally adequate to justify a legislative ban
on nontherapeutic abortions. The soundness or unsoundness of that constitutional
judgment in no sense turns on when viability occurs. Whenever it may occur,
its attainment will continue to serve as the critical fact. Pp. 17-18. |
| [21] | (h) A comparison between Roe and two decisional lines of comparable significance
-- the line identified with Lochner v. New York, 198 U.S. 45, and the line
that began with Plessy v. Ferguson, 163 U.S. 537 -- confirms the result
reached here. Those lines were overruled -- by, respectively, West Coast
Hotel Co. v. Parrish, 300 U.S. 379, and Brown v. Board of Education, 347
U.S. 483 -- on the basis of facts, or an understanding of facts, changed
from those which furnished the claimed justifications for the earlier constitutional
resolutions. The overruling decisions were comprehensible to the Nation,
and defensible, as the Court's responses to changed circumstances. In contrast,
because neither the factual underpinnings of Roe 's central holding nor
this Court's understanding of it has changed (and because no other indication
of weakened precedent has been shown), the Court could not pretend to be
reexamining Roe with any justification beyond a present doctrinal Disposition
to come out differently from the Roe Court. That is an inadequate basis
for overruling a prior case. Pp. 19-22. |
| [22] | (i) Overruling Roe 's central holding would not only reach an unjustifiable
result under stare decisis principles, but would seriously weaken the Court's
capacity to exercise the judicial power and to function as the Supreme Court
of a Nation dedicated to the rule of law. Where the Court acts to resolve
the sort of unique, intensely divisive controversy reflected in Roe, its
decision has a dimension not present in normal cases and is entitled to
rare precedential force to counter the inevitable efforts to overturn it
and to thwart its implementation. Only the most convincing justification
under accepted standards of precedent could suffice to demonstrate that
a later decision overruling the first was anything but a surrender to political
pressure and an unjustified repudiation of the principle on which the Court
staked its authority in the first instance. Moreover, the country's loss
of confidence in the Judiciary would be underscored by condemnation for
the Court's failure to keep faith with those who support the decision at
a cost to themselves. A decision to overrule Roe 's essential holding under
the existing circumstances would address error, if error there was, at the
cost of both profound and unnecessary damage to the Court's legitimacy and
to the Nation's commitment to the rule of law. Pp. 22-27. |
| [23] | Justice O'CONNOR, JUSTICE KENNEDY, and JUSTICE SOUTER concluded in Part
IV that an examination of Roe v. Wade, 410 U.S. 113, and subsequent cases,
reveals a number of guiding principles that should control the assessment
of the Pennsylvania statute: |
| [24] | (a) To protect the central right recognized by Roe while at the same time
accommodating the State's profound interest in potential life, see, id.,
at 162, the undue burden standard should be employed. An undue burden exists,
and therefore a provision of law is invalid, if its purpose or effect is
to place substantial obstacles in the path of a woman seeking an abortion
before the fetus attains viability. |
| [25] | (b) Roe's rigid trimester framework is rejected. To promote the State's
interest in potential life throughout pregnancy, the State may take measures
to ensure that the woman's choice is informed. Measures designed to advance
this interest should not be invalidated if their purpose is to persuade
the woman to choose childbirth over abortion. These measures must not be
an undue burden on the right. |
| [26] | (c) As with any medical procedure, the State may enact regulations to
further the health or safety of a woman seeking an abortion, but may not
impose unnecessary health regulations that present a substantial obstacle
to a woman seeking an abortion. |
| [27] | (d) Adoption of the undue burden standard does not disturb Roe 's holding
that regardless of whether exceptions are made for particular circumstances,
a State may not prohibit any woman from making the ultimate decision to
terminate her pregnancy before viability. |
| [28] | (e) Roe 's holding that "subsequent to viability, the State in promoting
its interest in the potentiality of human life may, if it chooses, regulate,
and even proscribe, abortion except where it is necessary, in appropriate
medical judgment, for the preservation of the life or health of the mother"
is also reaffirmed. Id., at 164-165. Pp. 27-37. |
| [29] | Justice O'CONNOR, JUSTICE KENNEDY, and JUSTICE SOUTER delivered the opinion
of the Court with respect to Parts V-A and V-C, concluding that: |
| [30] | 1. As construed by the Court of Appeals, § 3203's medical emergency definition
is intended to assure that compliance with the State's abortion regulations
would not in any way pose a significant threat to a woman's life or health,
and thus does not violate the essential holding of Roe, supra, at 164. Although
the definition could be interpreted in an unconstitutional manner, this
Court defers to lower federal court interpretations of state law unless
they amount to "plain" error. Pp. 38-39. |
| [31] | 2. Section 3209's husband notification provision constitutes an undue
burden and is therefore invalid. A significant number of women will likely
be prevented from obtaining an abortion just as surely as if Pennsylvania
had outlawed the procedure entirely. The fact that § 3209 may affect fewer
than one percent of women seeking abortions does not save it from facial
invalidity, since the proper focus of constitutional inquiry is the group
for whom the law is a restriction, not the group for whom it is irrelevant.
Furthermore, it cannot be claimed that the father's interest in the fetus'
welfare is equal to the mother's protected liberty, since it is an inescapable
biological fact that state regulation with respect to the fetus will have
a far greater impact on the pregnant woman's bodily integrity than it will
on the husband. Section 3209 embodies a view of marriage consonant with
the common-law status of married women but repugnant to this Court's present
understanding of marriage and of the nature of the rights secured by the
Constitution. See Planned Parenthood of Central Mo. v. Danforth, 428 U.S.
52, 69. Pp. 46-58. |
| [32] | Justice O'CONNOR, JUSTICE KENNEDY, and JUSTICE SOUTER, joined by JUSTICE
STEVENS, concluded in Part V-E that all of the statute's recordkeeping and
reporting requirements, except that relating to spousal notice, are constitutional.
The reporting provision relating to the reasons a married woman has not
notified her husband that she intends to have an abortion must be invalidated
because it places an undue burden on a woman's choice. Pp. 59-60. |
| [33] | Justice O'CONNOR, JUSTICE KENNEDY, and JUSTICE SOUTER concluded in Parts
V-B and V-D that: |
| [34] | 1. Section 3205's informed consent provision is not an undue burden on
a woman's constitutional right to decide to terminate a pregnancy. To the
extent Akron I, 462 U.S., at 444, and Thornburgh, 476 U.S., at 762, find
a constitutional violation when the government requires, as it does here,
the giving of truthful, non-misleading information about the nature of the
abortion procedure, the attendant health risks and those of childbirth,
and the "probable gestational age" of the fetus, those cases are
inconsistent with Roe 's acknowledgement of an important interest in potential
life, and are overruled. Requiring that the woman be informed of the availability
of information relating to the consequences to the fetus does not interfere
with a constitutional right of privacy between a pregnant woman and her
physician, since the doctor-patient relation is derivative of the woman's
position, and does not underlie or override the abortion right. Moreover,
the physician's First Amendment rights not to speak are implicated only
as part of the practice of medicine, which is licensed and regulated by
the State. There is no evidence here that requiring a doctor to give the
required information would amount to a substantial obstacle to a woman seeking
abortion. |
| [35] | The premise behind Akron I 's invalidation of a waiting period between
the provision of the information deemed necessary to informed consent and
the performance of an abortion, id., at 450, is also wrong. Although § 3205's
24-hour waiting period may make some abortions more expensive and less convenient,
it cannot be said that it is invalid on the present record and in the context
of this facial challenge. Pp. 39-46. |
| [36] | 2. Section 3206's one-parent consent requirement and judicial bypass procedure
are constitutional. See, e. g., Ohio v. Akron Center for Reproductive Health,
497 U.S. 502, ... . Pp. 58-59. |
| [37] | JUSTICE BLACKMUN concluded that application of the strict scrutiny standard
of review required by this Court's abortion precedents results in the invalidation
of all the challenged provisions in the Pennsylvania statute, including
the reporting requirements, and therefore concurred in the judgment that
the requirement that a pregnant woman report her reasons for failing to
provide spousal notice is unconstitutional. Pp. 10, 14-15. |
| [38] | THE CHIEF JUSTICE, joined by JUSTICE WHITE, JUSTICE SCALIA, and JUSTICE
THOMAS, concluded that: |
| [39] | 1. Although Roe v. Wade, 410 U.S. 113, is not directly implicated by the
Pennsylvania statute, which simply regulates and does not prohibit abortion,
a reexamination of the "fundamental right" Roe accorded to a woman's
decision to abort a fetus, with the concomitant requirement that any state
regulation of abortion survive "strict scrutiny," id., at 154-156,
is warranted by the confusing and uncertain state of this Court's post-
Roe decisional law. A review of post- Roe cases demonstrates both that they
have expanded upon Roe in imposing increasingly greater restrictions on
the States, see Thornburgh v. American College of Obstetricians and Gynecologists,
476 U.S. 747, 783 (Burger, C. J., Dissenting), and that the Court has become
increasingly more divided, none of the last three such decisions having
commanded a majority opinion, see Ohio v. Akron Center for Reproductive
Health, 497 U.S. 502; Hodgson v. Minnesota, 497 U.S. 417; Webster v. Reproductive
Health Services, 492 U.S. 490. This confusion and uncertainty complicated
the task of the Court of Appeals, which concluded that the "undue burden"
standard adopted by JUSTICE O'CONNOR in Webster and Hodgson governs the
present cases. Pp. 1-8. |
| [40] | 2. The Roe Court reached too far when it analogized the right to abort
a fetus to the rights involved in Pierce v. Society of Sisters, 268 U.S.
510; Meyer v. Nebraska, 262 U.S. 390; Loving v. Virginia, 388 U.S. 1; and
Griswold v. Connecticut, 381 U.S. 479, and thereby deemed the right to abortion
to be "fundamental." None of these decisions endorsed an all-encompassing
"right of privacy," as Roe, supra, at 152-153, claimed. Because
abortion involves the purposeful termination of potential life, the abortion
decision must be recognized as sui generis, different in kind from the rights
protected in the earlier cases under the rubric of personal or family privacy
and autonomy. And the historical traditions of the American people -- as
evidenced by the English common law and by the American abortion statutes
in existence both at the time of the Fourteenth Amendment's adoption and
Roe 's issuance -- do not support the view that the right to terminate one's
pregnancy is "fundamental." Thus, enactments abridging that right
need not be subjected to strict scrutiny. Pp. 8-11. |
| [41] | 3. The undue burden standard adopted by the joint opinion of JUSTICES
O'CONNOR, KENNEDY, and SOUTER has no basis in constitutional law and will
not result in the sort of simple limitation, easily applied, which the opinion
anticipates. To evaluate abortion regulations under that standard, Judges
will have to make the subjective, unguided determination whether the regulations
place "substantial obstacles" in the path of a woman seeking an
abortion, undoubtedly engendering a variety of conflicting views. The standard
presents nothing more workable than the trimester framework the joint opinion
discards, and will allow the Court, under the guise of the Constitution,
to continue to impart its own preferences on the States in the form of a
complex abortion code. Pp. 22-23. |
| [42] | 4. The correct analysis is that set forth by the plurality opinion in
Webster, supra: A woman's interest in having an abortion is a form of liberty
protected by the Due Process Clause, but States may regulate abortion procedures
in ways rationally related to a legitimate state interest. P.24. |
| [43] | 5. Section 3205's requirements are rationally related to the State's legitimate
interest in assuring that a woman's consent to an abortion be fully informed.
The requirement that a physician disclose certain information about the
abortion procedure and its risks and alternatives is not a large burden
and is clearly related to maternal health and the State's interest in informed
consent. In addition, a State may rationally decide that physicians are
better qualified than counselors to impart this information and answer questions
about the abortion alternatives' medical aspects. The requirement that information
be provided about the availability of paternal child support and state-funded
alternatives is also related to the State's informed consent interest and
furthers the State's interest in preserving unborn life. That such information
might create some uncertainty and persuade some women to forgo abortions
only demonstrates that it might make a difference and is therefore relevant
to a woman's informed choice. In light of this plurality's rejection of
Roe 's "fundamental right" approach to this subject, the Court's
contrary holding in Thornburgh is not controlling here. For the same reason,
this Court's previous holding invalidating a State's 24-hour mandatory waiting
period should not be followed. The waiting period helps ensure that a woman's
decision to abort is a well-considered one, and rationally furthers the
State's legitimate interest in maternal health and in unborn life. It may
delay, but does not prohibit, abortions; and both it and the informed consent
provisions do not apply in medical emergencies. Pp. 24-27. |
| [44] | 6. The statute's parental consent provision is entirely consistent with
this Court's previous decisions involving such requirements. See, e. g.,
Planned Parenthood Association of Kansas City, Missouri, Inc. v. Ashcroft,
462 U.S. 476. It is reasonably designed to further the State's important
and legitimate interest "in the welfare of its young citizens, whose
immaturity, inexperience, and lack of judgment may sometimes impair their
ability to exercise their rights wisely," Hodgson, supra, at 444. Pp.
27-29. |
| [45] | 7. Section 3214(a)'s requirement that abortion facilities file a report
on each abortion is constitutional because it rationally furthers the State's
legitimate interests in advancing the state of medical knowledge concerning
maternal health and prenatal life, in gathering statistical information
with respect to patients, and in ensuring compliance with other provisions
of the Act, while keeping the reports completely confidential. Public disclosure
of other reports made by facilities receiving public funds -- those identifying
the facilities and any parent, subsidiary, or affiliated organizations,
§ 3207(b), and those revealing the total number of abortions performed,
broken down by trimester, § 3214(f) -- are rationally related to the State's
legitimate interest in informing taxpayers as to who is benefiting from
public funds and what services the funds are supporting; and records relating
to the expenditure of public funds are generally available to the public
under Pennsylvania law. Pp. 34-35. |
| [46] | JUSTICE SCALIA, joined by THE CHIEF JUSTICE, JUSTICE WHITE, and JUSTICE
THOMAS, concluded that a woman's decision to abort her unborn child is not
a constitutionally protected "liberty" because (1) the Constitution
says absolutely nothing about it, and (2) the longstanding traditions of
American society have permitted it to be legally proscribed. See, e. g.,
Ohio v. Akron Center for Reproductive Health, 497 U.S. , (SCALIA, J., Concurring).
The Pennsylvania statute should be upheld in its entirety under the rational
basis test. Pp. 1-3. |
| [47] | Justice O'CONNOR, JUSTICE KENNEDY, and JUSTICE SOUTER announced the judgment
of the Court and delivered the opinion of the Court with respect to Parts
I, II, III, V-A, V-C, and VI, an opinion with respect to Part V-E, in which
JUSTICE STEVENS joins, and an opinion with respect to Parts IV, V-B, and
V-D. |
| [48] | I |
| [49] | Liberty finds no refuge in a jurisprudence of doubt. Yet 19 years after
our holding that the Constitution protects a woman's right to terminate
her pregnancy in its early stages, Roe v. Wade, 410 U.S. 113 (1973), that
definition of liberty is still questioned. Joining the respondents as amicus
curiae, the United States, as it has done in five other cases in the last
decade, again asks us to overrule Roe. See Brief for Respondents 104-117;
Brief for United States as Amicus Curiae 8. |
| [50] | At issue in these cases are five provisions of the Pennsylvania Abortion
Control Act of 1982 as amended in 1988 and 1989. 18 Pa. Cons. Stat. §§ 3203-3220
(1990). Relevant portions of the Act are set forth in the appendix. (infra),
at 60. The Act requires that a woman seeking an abortion give her informed
consent prior to the abortion procedure, and specifies that she be provided
with certain information at least 24 hours before the abortion is performed.
§ 3205. For a minor to obtain an abortion, the Act requires the informed
consent of one of her parents, but provides for a judicial bypass option
if the minor does not wish to or cannot obtain a parent's consent. § 3206.
Another provision of the Act requires that, unless certain exceptions apply,
a married woman seeking an abortion must sign a statement indicating that
she has notified her husband of her intended abortion. § 3209. The Act exempts
compliance with these three requirements in the event of a "medical
emergency," which is defined in § 3203 of the Act. See §§ 3203, 3205(a),
3206(a), 3209(c). In addition to the above provisions regulating the performance
of abortions, the Act imposes certain reporting requirements on facilities
that provide abortion services. §§ 3207(b), 3214(a), 3214(f). |
| [51] | Before any of these provisions took effect, the petitioners, who are five
abortion clinics and one physician representing himself as well as a class
of physicians who provide abortion services, brought this suit seeking declaratory
and injunctive relief. Each provision was challenged as unconstitutional
on its face. The District Court entered a preliminary injunction against
the enforcement of the regulations, and, after a 3-day bench trial, held
all the provisions at issue here unconstitutional, entering a permanent
injunction against Pennsylvania's enforcement of them. 744 F. Supp. 1323
(ED Pa. 1990). The Court of Appeals for the Third Circuit affirmed in part
and reversed in part, upholding all of the regulations except for the husband
notification requirement. 947 F.2d 682 (1991). We granted certiorari. 502
U.S. , 112 S. Ct. 855, 116 L. Ed. 2d 764 (1992). |
| [52] | The Court of Appeals found it necessary to follow an elaborate course
of reasoning even to identify the first premise to use to determine whether
the statute enacted by Pennsylvania meets constitutional standards. See
947 F.2d, at 687-698. And at oral argument in this Court, the attorney for
the parties challenging the statute took the position that none of the enactments
can be upheld without overruling Roe v. Wade. Tr. of Oral Arg. 5-6. We disagree
with that analysis; but we acknowledge that our decisions after Roe cast
doubt upon the meaning and reach of its holding. Further, the CHIEF JUSTICE
admits that he would overrule the central holding of Roe and adopt the rational
relationship test as the sole criterion of constitutionality. See post,
at . State and federal courts as well as legislatures throughout the Union
must have guidance as they seek to address this subject in conformance with
the Constitution. Given these premises, we find it imperative to review
once more the principles that define the rights of the woman and the legitimate
authority of the State respecting the termination of pregnancies by abortion
procedures. |
| [53] | After considering the fundamental constitutional questions resolved by
Roe, principles of institutional integrity, and the rule of stare decisis,
we are led to conclude this: the essential holding of Roe v. Wade should
be retained and once again reaffirmed. |
| [54] | It must be stated at the outset and with clarity that Roe 's essential
holding, the holding we reaffirm, has three parts. First is a recognition
of the right of the woman to choose to have an abortion before viability
and to obtain it without undue interference from the State. Before viability,
the State's interests are not strong enough to support a prohibition of
abortion or the imposition of a substantial obstacle to the woman's effective
right to elect the procedure. Second is a confirmation of the State's power
to restrict abortions after fetal viability, if the law contains exceptions
for pregnancies which endanger a woman's life or health. And third is the
principle that the State has legitimate interests from the outset of the
pregnancy in protecting the health of the woman and the life of the fetus
that may become a child. These principles do not contradict one another;
and we adhere to each. |
| [55] | II |
| [56] | Constitutional protection of the woman's decision to terminate her pregnancy
derives from the Due Process Clause of the Fourteenth Amendment. It declares
that no State shall "deprive any person of life, liberty, or property,
without due process of law." The controlling word in the case before
us is "liberty." Although a literal reading of the Clause might
suggest that it governs only the procedures by which a State may deprive
persons of liberty, for at least 105 years, at least since Mugler v. Kansas,
123 U.S. 623, 660-661 (1887), the Clause has been understood to contain
a substantive component as well, one "barring certain government actions
regardless of the fairness of the procedures used to implement them."
Daniels v. Williams, 474 U.S. 327, 331 (1986). As Justice Brandeis (joined
by Justice Holmes) observed, "despite arguments to the contrary which
had seemed to me persuasive, it is settled that the due process clause of
the Fourteenth Amendment applies to matters of substantive law as well as
to matters of procedure. Thus all fundamental rights comprised within the
term liberty are protected by the Federal Constitution from invasion by
the States." Whitney v. California, 274 U.S. 357, 373 (1927) (Brandeis,
J., Concurring). "The guaranties of due process, though having their
roots in Magna Carta's ' per legem terrae ' and considered as procedural
safeguards 'against executive usurpation and tyranny,' have in this country
'become bulwarks also against arbitrary legislation.'" Poe v. Ullman,
367 U.S. 497, 541 (1961) (Harlan, J., Dissenting from dismissal on jurisdictional
grounds) (quoting Hurtado v. California, 110 U.S. 516, 532 (1884)). |
| [57] | The most familiar of the substantive liberties protected by the Fourteenth
Amendment are those recognized by the Bill of Rights. We have held that
the Due Process Clause of the Fourteenth Amendment incorporates most of
the Bill of Rights against the States. See, e.g., Duncan v. Louisiana, 391
U.S. 145, 147-148 (1968). It is tempting, as a means of curbing the discretion
of federal Judges, to suppose that liberty encompasses no more than those
rights already guaranteed to the individual against federal interference
by the express provisions of the first eight amendments to the Constitution.
See Adamson v. California, 332 U.S. 46, 68-92 (1947) (Black, J., Dissenting).
But of course this Court has never accepted that view. |
| [58] | It is also tempting, for the same reason, to suppose that the Due Process
Clause protects only those practices, defined at the most specific level,
that were protected against government interference by other rules of law
when the Fourteenth Amendment was ratified. See Michael H. v. Gerald D.,
491 U.S. 110, 127-128, n. 6 (1989) (opinion of SCALIA, J.). But such a view
would be inconsistent with our law. It is a promise of the Constitution
that there is a realm of personal liberty which the government may not enter.
We have vindicated this principle before. Marriage is mentioned nowhere
in the Bill of Rights and interracial marriage was illegal in most States
in the 19th century, but the Court was no doubt correct in finding it to
be an aspect of liberty protected against state interference by the substantive
component of the Due Process Clause in Loving v. Virginia, 388 U.S. 1, 12
(1967) (relying, in an opinion for eight Justices, on the Due Process Clause).
Similar examples may be found in Turner v. Safley, 482 U.S. 78, 94-99 (1987);
in Carey v. Population Services International, 431 U.S. 678, 684-686 (1977);
in Griswold v. Connecticut, 381 U.S. 479, 481-482 (1965), as well as in
the separate opinions of a majority of the Members of the Court in that
case, id., at 486-488 (Goldberg J., joined by Warren, C. J., and Brennan,
J., Concurring) (expressly relying on due process), id., at 500-502 (Harlan,
J., Concurring in judgment) (same), id., at 502-507 (WHITE, J., Concurring
in judgment) (same); in Pierce v. Society of Sisters, 268 U.S. 510, 534-535
(1925); and in Meyer v. Nebraska, 262 U.S. 390, 399-403 (1923). |
| [59] | Neither the Bill of Rights nor the specific practices of States at the
time of the adoption of the Fourteenth Amendment marks the outer limits
of the substantive sphere of liberty which the Fourteenth Amendment protects.
See U.S. Const., Amend. 9. As the second Justice Harlan recognized: |
| [60] | "The full scope of the liberty guaranteed by the Due Process Clause
cannot be found in or limited by the precise terms of the specific guarantees
elsewhere provided in the Constitution. This liberty' is not a series of
isolated points pricked out in terms of the taking of property; the freedom
of speech, press, and religion; the right to keep and bear arms; the freedom
from unreasonable searches and seizures; and so on. It is a rational continuum
which, broadly speaking, includes a freedom from all substantial arbitrary
impositions and purposeless restraints, . . . and which also recognizes,
what a reasonable and sensitive judgment must, that certain interests require
particularly careful scrutiny of the state needs asserted to justify their
abridgment." Poe v. Ullman, (supra) , at 543 (Harlan, J., Dissenting
from dismissal on jurisdictional grounds). |
| [61] | Justice Harlan wrote these words in addressing an issue the full Court
did not reach in Poe v. Ullman, but the Court adopted his position four
Terms later in Griswold v. Connecticut, supra. In Griswold, we held that
the Constitution does not permit a State to forbid a married couple to use
contraceptives. That same freedom was later guaranteed, under the Equal
Protection Clause, for unmarried couples. See Eisenstadt v. Baird, 405 U.S.
438 (1972). Constitutional protection was extended to the sale and distribution
of contraceptives in Carey v. Population Services International, supra.
It is settled now, as it was when the Court heard arguments in Roe v. Wade,
that the Constitution places limits on a State's right to interfere with
a person's most basic decisions about family and parenthood, see Carey v.
Population Services International, (supra) ; Moore v. East Cleveland, 431
U.S. 494 (1977); Eisenstadt v. Baird, (supra) ; Loving v. Virginia, (supra)
; Griswold v. Connecticut, (supra) ; Skinner v. Oklahoma ex rel. Williamson,
316 U.S. 535 (1942); Pierce v. Society of Sisters, (supra) ; Meyer v. Nebraska,
(supra) , as well as bodily integrity. See, e.g., Washington v. Harper,
494 U.S. 210, 221-222 (1990); Winston v. Lee, 470 U.S. 753 (1985); Rochin
v. California, 342 U.S. 165 (1952). |
| [62] | The inescapable fact is that adjudication of substantive due process claims
may call upon the Court in interpreting the Constitution to exercise that
same capacity which by tradition courts always have exercised: reasoned
judgment. Its boundaries are not susceptible of expression as a simple rule.
That does not mean we are free to invalidate state policy choices with which
we disagree; yet neither does it permit us to shrink from the duties of
our office. As Justice Harlan observed: |
| [63] | "Due process has not been reduced to any formula; its content cannot
be determined by reference to any code. The best that can be said is that
through the course of this Court's decisions it has represented the balance
which our Nation, built upon postulates of respect for the liberty of the
individual, has struck between that liberty and the demands of organized
society. If the supplying of content to this Constitutional concept has
of necessity been a rational process, it certainly has not been one where
Judges have felt free to roam where unguided speculation might take them.
The balance of which I speak is the balance struck by this country, having
regard to what history teaches are the traditions from which it developed
as well as the traditions from which it broke. That tradition is a living
thing. A decision of this Court which radically departs from it could not
long survive, while a decision which builds on what has survived is likely
to be sound. No formula could serve as a substitute, in this area, for judgment
and restraint." Poe v. Ullman, 367 U.S., at 542 (Harlan, J., Dissenting
from dismissal on jurisdictional grounds). |
| [64] | See also Rochin v. California, supra, at 171-172 (Frankfurter, J., writing
for the Court) ("To believe that this judicial exercise of judgment
could be avoided by freezing 'due process of law' at some fixed stage of
time or thought is to suggest that the most important aspect of constitutional
adjudication is a function for inanimate machines and not for Judges"). |
| [65] | Men and women of good conscience can disagree, and we suppose some always
shall disagree, about the profound moral and spiritual implications of terminating
a pregnancy, even in its earliest stage. Some of us as individuals find
abortion offensive to our most basic principles of morality, but that cannot
control our decision. Our obligation is to define the liberty of all, not
to mandate our own moral code. The underlying constitutional issue is whether
the State can resolve these philosophic questions in such a definitive way
that a woman lacks all choice in the matter, except perhaps in those rare
circumstances in which the pregnancy is itself a danger to her own life
or health, or is the result of rape or incest. |
| [66] | It is conventional constitutional doctrine that where reasonable people
disagree the government can adopt one position or the other. See, e.g.,
Ferguson v. Skrupa, 372 U.S. 726 (1963); Williamson v. Lee Optical of Oklahoma,
Inc., 348 U.S. 483 (1955). That theorem, however, assumes a state of affairs
in which the choice does not intrude upon a protected liberty. Thus, while
some people might disagree about whether or not the flag should be saluted,
or disagree about the proposition that it may not be defiled, we have ruled
that a State may not compel or enforce one view or the other. See West Virginia
State Bd. of Education v. Barnette, 319 U.S. 624 (1943); Texas v. Johnson,
491 U.S. 397 (1989). |
| [67] | Our law affords constitutional protection to personal decisions relating
to marriage, procreation, contraception, family relationships, child rearing,
and education. Carey v. Population Services International, 431 U.S., at
685. Our cases recognize "the right of the individual, married or single,
to be free from unwarranted governmental intrusion into matters so fundamentally
affecting a person as the decision whether to bear or beget a child."
Eisenstadt v. Baird, supra, at 453 (emphasis in original). Our precedents
"have respected the private realm of family life which the state cannot
enter." Prince v. Massachusetts, 321 U.S. 158, 166 (1944). These matters,
involving the most intimate and personal choices a person may make in a
lifetime, choices central to personal dignity and autonomy, are central
to the liberty protected by the Fourteenth Amendment. At the heart of liberty
is the right to define one's own concept of existence, of meaning, of the
universe, and of the mystery of human life. Beliefs about these matters
could not define the attributes of personhood were they formed under compulsion
of the State. |
| [68] | These considerations begin our analysis of the woman's interest in terminating
her pregnancy but cannot end it, for this reason: though the abortion decision
may originate within the zone of conscience and belief, it is more than
a philosophic exercise. Abortion is a unique act. It is an act fraught with
consequences for others: for the woman who must live with the implications
of her decision; for the persons who perform and assist in the procedure;
for the spouse, family, and society which must confront the knowledge that
these procedures exist, procedures some deem nothing short of an act of
violence against innocent human life; and, depending on one's beliefs, for
the life or potential life that is aborted. Though abortion is conduct,
it does not follow that the State is entitled to proscribe it in all instances.
That is because the liberty of the woman is at stake in a sense unique to
the human condition and so unique to the law. The mother who carries a child
to full term is subject to anxieties, to physical constraints, to pain that
only she must bear. That these sacrifices have from the beginning of the
human race been endured by woman with a pride that ennobles her in the eyes
of others and gives to the infant a bond of love cannot alone be grounds
for the State to insist she make the sacrifice. Her suffering is too intimate
and personal for the State to insist, without more, upon its own vision
of the woman's role, however dominant that vision has been in the course
of our history and our culture. The destiny of the woman must be shaped
to a large extent on her own conception of her spiritual imperatives and
her place in society. |
| [69] | It should be recognized, moreover, that in some critical respects the
abortion decision is of the same character as the decision to use contraception,
to which Griswold v. Connecticut, Eisenstadt v. Baird, and Carey v. Population
Services International, afford constitutional protection. We have no doubt
as to the correctness of those decisions. They support the reasoning in
Roe relating to the woman's liberty because they involve personal decisions
concerning not only the meaning of procreation but also human responsibility
and respect for it. As with abortion, reasonable people will have differences
of opinion about these matters. One view is based on such reverence for
the wonder of creation that any pregnancy ought to be welcomed and carried
to full term no matter how difficult it will be to provide for the child
and ensure its well-being. Another is that the inability to provide for
the nurture and care of the infant is a cruelty to the child and an anguish
to the parent. These are intimate views with infinite variations, and their
deep, personal character underlay our decisions in Griswold, Eisenstadt,
and Carey. The same concerns are present when the woman confronts the reality
that, perhaps despite her attempts to avoid it, she has become pregnant. |
| [70] | It was this dimension of personal liberty that Roe sought to protect,
and its holding invoked the reasoning and the tradition of the precedents
we have discussed, granting protection to substantive liberties of the person.
Roe was, of course, an extension of those cases and, as the decision itself
indicated, the separate States could act in some degree to further their
own legitimate interests in protecting pre-natal life. The extent to which
the legislatures of the States might act to outweigh the interests of the
woman in choosing to terminate her pregnancy was a subject of debate both
in Roe itself and in decisions following it. |
| [71] | While we appreciate the weight of the arguments made on behalf of the
State in the case before us, arguments which in their ultimate formulation
conclude that Roe should be overruled, the reservations any of us may have
in reaffirming the central holding of Roe are outweighed by the explication
of individual liberty we have given combined with the force of stare decisis.
We turn now to that doctrine. |
| [72] | III |
| [73] | A |
| [74] | The obligation to follow precedent begins with necessity, and a contrary
necessity marks its outer limit. With Cardozo, we recognize that no judicial
system could do society's work if it eyed each issue afresh in every case
that raised it. See B. Cardozo, The Nature of the Judicial Process 149 (1921).
Indeed, the very concept of the rule of law underlying our own Constitution
requires such continuity over time that a respect for precedent is, by definition,
indispensable. See Powell, Stare Decisis and Judicial Restraint, 1991 Journal
of Supreme Court History 13, 16. At the other extreme, a different necessity
would make itself felt if a prior judicial ruling should come to be seen
so clearly as error that its enforcement was for that very reason doomed. |
| [75] | Even when the decision to overrule a prior case is not, as in the rare,
latter instance, virtually foreordained, it is common wisdom that the rule
of stare decisis is not an "inexorable command," and certainly
it is not such in every constitutional case, see Burnet v. Coronado Oil
Gas Co., 285 U.S. 393, 405-411 (1932) (Brandeis, J., Dissenting). See also
Payne v. Tennessee, 501 U.S. , , 111 S. Ct. 2597, 115 L. Ed. 2d 720 (1991)
(slip op., at ) (SOUTER, J., joined by KENNEDY, J., Concurring); Arizona
v. Rumsey, 467 U.S. 203, 212 (1984). Rather, when this Court reexamines
a prior holding, its judgment is customarily informed by a series of prudential
and pragmatic considerations designed to test the consistency of overruling
a prior decision with the ideal of the rule of law, and to gauge the respective
costs of reaffirming and overruling a prior case. Thus, for example, we
may ask whether the rule has proved to be intolerable simply in defying
practical workability, Swift & Co. v. Wickham, 382 U.S. 111, 116 (1965);
whether the rule is subject to a kind of reliance that would lend a special
hardship to the consequences of overruling and add inequity to the cost
of repudiation, e. g., United States v. Title Ins. & Trust Co., 265
U.S. 472, 486 (1924); whether related principles of law have so far developed
as to have left the old rule no more than a remnant of abandoned doctrine,
see Patterson v. McLean Credit Union, 491 U.S. 164, 173-174 (1989); or whether
facts have so changed or come to be seen so differently, as to have robbed
the old rule of significant application or justification, e.g., Burnet,
(supra) , at 412 (Brandeis, J., Dissenting). |
| [76] | So in this case we may inquire whether Roe 's central rule has been found
unworkable; whether the rule's limitation on state power could be removed
without serious inequity to those who have relied upon it or significant
damage to the stability of the society governed by the rule in question;
whether the law's growth in the intervening years has left Roe's central
rule a doctrinal anachronism discounted by society; and whether Roe 's premises
of fact have so far changed in the ensuing two decades as to render its
central holding somehow irrelevant or unjustifiable in dealing with the
issue it addressed. |
| [77] | 1 |
| [78] | Although Roe has engendered opposition, it has in no sense proven "unworkable,"
see Garcia v. San Antonio Metropolitan Transit Authority, 469 U.S. 528,
546 (1985), representing as it does a simple limitation beyond which a state
law is unenforceable. While Roe has, of course, required judicial assessment
of state laws affecting the exercise of the choice guaranteed against government
infringement, and although the need for such review will remain as a consequence
of today's decision, the required determinations fall within judicial competence. |
| [79] | 2 |
| [80] | The inquiry into reliance counts the cost of a rule's repudiation as it
would fall on those who have relied reasonably on the rule's continued application.
Since the classic case for weighing reliance heavily in favor of following
the earlier rule occurs in the commercial context, see Payne v. Tennessee,
supra, at (slip op., at ), where advance planning of great precision is
most obviously a necessity, it is no cause for surprise that some would
find no reliance worthy of consideration in support of Roe. |
| [81] | While neither respondents nor their amici in so many words deny that the
abortion right invites some reliance prior to its actual exercise, one can
readily imagine an argument stressing the dissimilarity of this case to
one involving property or contract. Abortion is customarily chosen as an
unplanned response to the consequence of unplanned activity or to the failure
of conventional birth control, and except on the assumption that no intercourse
would have occurred but for Roe 's holding, such behavior may appear to
justify no reliance claim. Even if reliance could be claimed on that unrealistic
assumption, the argument might run, any reliance interest would be de minimis.
This argument would be premised on the hypothesis that reproductive planning
could take virtually immediate account of any sudden restoration of state
authority to ban abortions. |
| [82] | To eliminate the issue of reliance that easily, however, one would need
to limit cognizable reliance to specific instances of sexual activity. But
to do this would be simply to refuse to face the fact that for two decades
of economic and social developments, people have organized intimate relationships
and made choices that define their views of themselves and their places
in society, in reliance on the availability of abortion in the event that
contraception should fail. The ability of women to participate equally in
the economic and social life of the Nation has been facilitated by their
ability to control their reproductive lives. See, e.g., R. Petchesky, Abortion
and Woman's Choice 109, 133, n. 7 (rev. ed. 1990). The Constitution serves
human values, and while the effect of reliance on Roe cannot be exactly
measured, neither can the certain cost of overruling Roe for people who
have ordered their thinking and living around that case be dismissed. |
| [83] | 3 |
| [84] | No evolution of legal principle has left Roe 's doctrinal footings weaker
than they were in 1973. No development of constitutional law since the case
was decided has implicitly or explicitly left Roe behind as a mere survivor
of obsolete constitutional thinking. |
| [85] | It will be recognized, of course, that Roe stands at an intersection of
two lines of decisions, but in whichever doctrinal category one reads the
case, the result for present purposes will be the same. The Roe Court itself
placed its holding in the succession of cases most prominently exemplified
by Griswold v. Connecticut, 381 U.S. 479 (1965), see Roe, 410 U.S., at 152-153.
When it is so seen, Roe is clearly in no jeopardy, since subsequent constitutional
developments have neither disturbed, nor do they threaten to diminish, the
scope of recognized protection accorded to the liberty relating to intimate
relationships, the family, and decisions about whether or not to beget or
bear a child. See, e.g., Carey v. Population Services International, 431
U.S. 678 (1977); Moore v. East Cleveland, 431 U.S. 494 (1977). |
| [86] | Roe, however, may be seen not only as an exemplar of Griswold liberty
but as a rule (whether or not mistaken) of personal autonomy and bodily
integrity, with doctrinal affinity to cases recognizing limits on governmental
power to mandate medical treatment or to bar its rejection. If so, our cases
since Roe accord with Roe 's view that a State's interest in the protection
of life falls short of justifying any plenary override of individual liberty
claims. Cruzan v. Director, Missouri Dept. of Health, 497 U.S. 261, 278
(1990); Cf., e.g., Riggins v. Nevada, 504 U.S. , , 112 S. Ct. 2130, 119
L. Ed. 2d 351 (1992) (slip. op., at 7); Washington v. Harper, 494 U.S. 210
(1990); see also, e.g., Rochin v. California, 342 U.S. 165 (1952); Jacobson
v. Massachusetts, 197 U.S. 11, 24-30 (1905). |
| [87] | Finally, one could classify Roe as sui generis. If the case is so viewed,
then there clearly has been no erosion of its central determination. The
original holding resting on the concurrence of seven Members of the Court
in 1973 was expressly affirmed by a majority of six in 1983, see Akron v.
Akron Center for Reproductive Health, Inc., 462 U.S. 416 (1983) (Akron I),
and by a majority of five in 1986, see Thornburgh v. American College of
Obstetricians and Gynecologists, 476 U.S. 747 (1986), expressing adherence
to the constitutional ruling despite legislative efforts in some States
to test its limits. More recently, in Webster v. Reproductive Health Services,
492 U.S. 490 (1989), although two of the present authors questioned the
trimester framework in a way consistent with our judgment today, see id.,
at 518 (REHNQUIST C. J., joined by WHITE, and KENNEDY, JJ.); id., at 529
(O'CONNOR, J., Concurring in part and Concurring in judgment), a majority
of the Court either decided to reaffirm or declined to address the constitutional
validity of the central holding of Roe. See Webster, 492 U.S., at 521 (REHNQUIST,
C. J., joined by WHITE and KENNEDY, JJ.); id., at 525-526 (O'CONNOR, J.,
Concurring in part and Concurring in judgment); id., at 537, 553 (BLACKMUN,
J., joined by Brennan and Marshall, JJ., Concurring in part and Dissenting
in part); id., at 561-563 (STEVENS, J., Concurring in part and Dissenting
in part). |
| [88] | Nor will courts building upon Roe be likely to hand down erroneous decisions
as a consequence. Even on the assumption that the central holding of Roe
was in error, that error would go only to the strength of the state interest
in fetal protection, not to the recognition afforded by the Constitution
to the woman's liberty. The latter aspect of the decision fits comfortably
within the framework of the Court's prior decisions including Skinner v.
Oklahoma ex rel. Williamson, 316 U.S. 535 (1942), Griswold, (supra) , Loving
v. Virginia, 388 U.S. 1 (1967), and Eisenstadt v. Baird, 405 U.S. 438 (1972),
the holdings of which are "not a series of isolated points," but
mark a "rational continuum." Poe v. Ullman, 367 U.S., at 543 (1961)
(Harlan, J., Dissenting). As we described in Carey v. Population Services
International, supra, the liberty which encompasses those decisions |
| [89] | "includes 'the interest in independence in making certain kinds of
important decisions.' While the outer limits of this aspect of [protected
liberty] have not been marked by the Court, it is clear that among the decisions
that an individual may make without unjustified government interference
are personal decisions 'relating to marriage, procreation, contraception,
family relationships, and child rearing and education.'" Id., at 684-685
(citations omitted). |
| [90] | The soundness of this prong of the Roe analysis is apparent from a consideration
of the alternative. If indeed the woman's interest in deciding whether to
bear and beget a child had not been recognized as in Roe, the State might
as readily restrict a woman's right to choose to carry a pregnancy to term
as to terminate it, to further asserted state interests in population control,
or eugenics, for example. Yet Roe has been sensibly relied upon to counter
any such suggestions. E.g., Arnold v. Board of Education of Escambia County,
Ala., 880 F.2d 305, 311 (CA11 1989) (relying upon Roe and concluding that
government officials violate the Constitution by coercing a minor to have
an abortion); Avery v. County of Burke, 660 F.2d 111, 115 (CA4 1981) (county
agency inducing teenage girl to undergo unwanted sterilization on the basis
of misrepresentation that she had sickle cell trait); see also In re Quinlan,
70 N.J. 10, 355 A. 2d 647, cert. denied sub nom. Garger v. New Jersey, 429
U.S. 922 (1976) (relying on Roe in finding a right to terminate medical
treatment). In any event, because Roe 's scope is confined by the fact of
its concern with postconception potential life, a concern otherwise likely
to be implicated only by some forms of contraception protected independently
under Griswold and later cases, any error in Roe is unlikely to have serious
ramifications in future cases. |
| [91] | 4 |
| [92] | We have seen how time has overtaken some of Roe 's factual assumptions:
advances in maternal health care allow for abortions safe to the mother
later in pregnancy than was true in 1973, see Akron I, supra, at 429, n.
11, and advances in neonatal care have advanced viability to a point somewhat
earlier. Compare Roe, 410 U.S., at 160, with Webster, supra, at 515-516
(opinion of REHNQUIST, C.J.); see Akron I, (supra) , at 457, and n. 5 (O'CONNOR,
J., Dissenting). But these facts go only to the scheme of time limits on
the realization of competing interests, and the divergences from the factual
premises of 1973 have no bearing on the validity of Roe's central holding,
that viability marks the earliest point at which the State's interest in
fetal life is constitutionally adequate to justify a legislative ban on
nontherapeutic abortions. The soundness or unsoundness of that constitutional
judgment in no sense turns on whether viability occurs at approximately
28 weeks, as was usual at the time of Roe, at 23 to 24 weeks, as it sometimes
does today, or at some moment even slightly earlier in pregnancy, as it
may if fetal respiratory capacity can somehow be enhanced in the future.
Whenever it may occur, the attainment of viability may continue to serve
as the critical fact, just as it has done since Roe was decided; which is
to say that no change in Roe 's factual underpinning has left its central
holding obsolete, and none supports an argument for overruling it. |
| [93] | 5 |
| [94] | The sum of the precedential inquiry to this point shows Roe 's underpinnings
unweakened in any way affecting its central holding. While it has engendered
disapproval, it has not been unworkable. An entire generation has come of
age free to assume Roe 's concept of liberty in defining the capacity of
women to act in society, and to make reproductive decisions; no erosion
of principle going to liberty or personal autonomy has left Roe 's central
holding a doctrinal remnant; Roe portends no developments at odds with other
precedent for the analysis of personal liberty; and no changes of fact have
rendered viability more or less appropriate as the point at which the balance
of interests tips. Within the bounds of normal stare decisis analysis, then,
and subject to the considerations on which it customarily turns, the stronger
argument is for affirming Roe 's central holding, with whatever degree of
personal reluctance any of us may have, not for overruling it. |
| [95] | B |
| [96] | In a less significant case, stare decisis analysis could, and would, stop
at the point we have reached. But the sustained and widespread debate Roe
has provoked calls for some comparison between that case and others of comparable
dimension that have responded to national controversies and taken on the
impress of the controversies addressed. Only two such decisional lines from
the past century present themselves for examination, and in each instance
the result reached by the Court accorded with the principles we apply today. |
| [97] | The first example is that line of cases identified with Lochner v. New
York, 198 U.S. 45 (1905), which imposed substantive limitations on legislation
limiting economic autonomy in favor of health and welfare regulation, adopting,
in Justice Holmes' view, the theory of laissez-faire. Id., at 75 (Holmes,
J., Dissenting). The Lochner decisions were exemplified by Adkins v. Children's
Hospital of D.C., 261 U.S. 525 (1923), in which this Court held it to be
an infringement of constitutionally protected liberty of contract to require
the employers of adult women to satisfy minimum wage standards. Fourteen
years later, West Coast Hotel Co. v. Parrish, 300 U.S. 379 (1937), signaled
the demise of Lochner by overruling Adkins. In the meantime, the Depression
had come and, with it, the lesson that seemed unmistakable to most people
by 1937, that the interpretation of contractual freedom protected in Adkins
rested on fundamentally false factual assumptions about the capacity of
a relatively unregulated market to satisfy minimal levels of human welfare.
See West Coast Hotel Co., (supra) , at 399. As Justice Jackson wrote of
the constitutional crisis of 1937 shortly before he came on the bench, "The
older world of laissez faire was recognized everywhere outside the Court
to be dead." R. Jackson, The Struggle for Judicial Supremacy 85 (1941).
The facts upon which the earlier case had premised a constitutional resolution
of social controversy had proved to be untrue, and history's demonstration
of their untruth not only justified but required the new choice of constitutional
principle that West Coast Hotel announced. Of course, it was true that the
Court lost something by its misperception, or its lack of prescience, and
the Court-packing crisis only magnified the loss; but the clear demonstration
that the facts of economic life were different from those previously assumed
warranted the repudiation of the old law. |
| [98] | The second comparison that 20th century history invites is with the cases
employing the separate-but-equal rule for applying the Fourteenth Amendment's
equal protection guarantee. They began with Plessy v. Ferguson, 163 U.S.
537 (1896), holding that legislatively mandated racial segregation in public
transportation works no denial of equal protection, rejecting the argument
that racial separation enforced by the legal machinery of American society
treats the black race as inferior. The Plessy Court considered "the
underlying fallacy of the plaintiff's argument to consist in the assumption
that the enforced separation of the two races stamps the colored race with
a badge of inferiority. If this be so, it is not by reason of anything found
in the act, but solely because the colored race chooses to put that construction
upon it." Id., at at 551. Whether, as a matter of historical fact,
the Justices in the Plessy majority believed this or not, see id., at 557,
562 (Harlan, J., Dissenting), this understanding of the implication of segregation
was the stated justification for the Court's opinion. But this understanding
of the facts and the rule it was stated to justify were repudiated in Brown
v. Board of Education, 347 U.S. 483 (1954). As one commentator observed,
the question before the Court in Brown was "whether discrimination
inheres in that segregation which is imposed by law in the twentieth century
in certain specific states in the American Union. And that question has
meaning and can find an answer only on the ground of history and of common
knowledge about the facts of life in the times and places aforesaid."
Black, The Lawfulness of the Segregation Decisions, 69 Yale L. J. 421, 427
(1960). |
| [99] | The Court in Brown addressed these facts of life by observing that whatever
may have been the understanding in Plessy 's time of the power of segregation
to stigmatize those who were segregated with a "badge of inferiority,"
it was clear by 1954 that legally sanctioned segregation had just such an
effect, to the point that racially separate public educational facilities
were deemed inherently unequal. 374 U.S., at 494-495. Society's understanding
of the facts upon which a constitutional ruling was sought in 1954 was thus
fundamentally different from the basis claimed for the decision in 1896.
While we think Plessy was wrong the day it was decided, see Plessy, (supra)
, at 552-564 (Harlan, J., Dissenting), we must also recognize that the Plessy
Court's explanation for its decision was so clearly at odds with the facts
apparent to the Court in 1954 that the decision to re-examine Plessy was
on this ground alone not only justified but required. |
| [100] | West Coast Hotel and Brown each rested on facts, or an understanding of
facts, changed from those which furnished the claimed justifications for
the earlier constitutional resolutions. Each case was comprehensible as
the Court's response to facts that the country could understand, or had
come to understand already, but which the Court of an earlier day, as its
own declarations disclosed, had not been able to perceive. As the decisions
were thus comprehensible they were also defensible, not merely as the victories
of one doctrinal school over another by dint of numbers (victories though
they were), but as applications of constitutional principle to facts as
they had not been seen by the Court before. In constitutional adjudication
as elsewhere in life, changed circumstances may impose new obligations,
and the thoughtful part of the Nation could accept each decision to overrule
a prior case as a response to the Court's constitutional duty. |
| [101] | Because the case before us presents no such occasion it could be seen
as no such response. Because neither the factual underpinnings of Roe 's
central holding nor our understanding of it has changed (and because no
other indication of weakened precedent has been shown) the Court could not
pretend to be reexamining the prior law with any justification beyond a
present doctrinal Disposition to come out differently from the Court of
1973. To overrule prior law for no other reason than that would run counter
to the view repeated in our cases, that a decision to overrule should rest
on some special reason over and above the belief that a prior case was wrongly
decided. See , e.g., Mitchell v. W.T. Grant, 416 U.S. 600, 636 (1974) (Stewart,
J., Dissenting) ("A basic change in the law upon a ground no firmer
than a change in our membership invites the popular misconception that this
institution is little different from the two political branches of the Government.
No misconception could do more lasting injury to this Court and to the system
of law which it is our abiding mission to serve"); Mapp v. Ohio, 367
U.S. 643, 677 (1961) (Harlan, J., Dissenting). |
| [102] | C |
| [103] | The examination of the conditions justifying the repudiation of Adkins
by West Coast Hotel and Plessy by Brown is enough to suggest the terrible
price that would have been paid if the Court had not overruled as it did.
In the present case, however, as our analysis to this point makes clear,
the terrible price would be paid for overruling. Our analysis would not
be complete, however, without explaining why overruling Roe 's central holding
would not only reach an unjustifiable result under principles of stare decisis,
but would seriously weaken the Court's capacity to exercise the judicial
power and to function as the Supreme Court of a Nation dedicated to the
rule of law. To understand why this would be so it is necessary to understand
the source of this Court's authority, the conditions necessary for its preservation,
and its relationship to the country's understanding of itself as a constitutional
Republic. |
| [104] | The root of American governmental power is revealed most clearly in the
instance of the power conferred by the Constitution upon the Judiciary of
the United States and specifically upon this Court. As Americans of each
succeeding generation are rightly told, the Court cannot buy support for
its decisions by spending money and, except to a minor degree, it cannot
independently coerce obedience to its decrees. The Court's power lies, rather,
in its legitimacy, a product of substance and perception that shows itself
in the people's acceptance of the Judiciary as fit to determine what the
Nation's law means and to declare what it demands. |
| [105] | The underlying substance of this legitimacy is of course the warrant for
the Court's decisions in the Constitution and the lesser sources of legal
principle on which the Court draws. That substance is expressed in the Court's
opinions, and our contemporary understanding is such that a decision without
principled justification would be no judicial act at all. But even when
justification is furnished by apposite legal principle, something more is
required. Because not every conscientious claim of principled justification
will be accepted as such, the justification claimed must be beyond dispute.
The Court must take care to speak and act in ways that allow people to accept
its decisions on the terms the Court claims for them, as grounded truly
in principle, not as compromises with social and political pressures having,
as such, no bearing on the principled choices that the Court is obliged
to make. Thus, the Court's legitimacy depends on making legally principled
decisions under circumstances in which their principled character is sufficiently
plausible to be accepted by the Nation. |
| [106] | The need for principled action to be perceived as such is implicated to
some degree whenever this, or any other appellate court, overrules a prior
case. This is not to say, of course, that this Court cannot give a perfectly
satisfactory explanation in most cases. People understand that some of the
Constitution's language is hard to fathom and that the Court's Justices
are sometimes able to perceive significant facts or to understand principles
of law that eluded their predecessors and that justify departures from existing
decisions. However upsetting it may be to those most directly affected when
one judicially derived rule replaces another, the country can accept some
correction of error without necessarily questioning the legitimacy of the
Court. |
| [107] | In two circumstances, however, the Court would almost certainly fail to
receive the benefit of the doubt in overruling prior cases. There is, first,
a point beyond which frequent overruling would overtax the country's belief
in the Court's good faith. Despite the variety of reasons that may inform
and justify a decision to overrule, we cannot forget that such a decision
is usually perceived (and perceived correctly) as, at the least, a statement
that a prior decision was wrong. There is a limit to the amount of error
that can plausibly be imputed to prior courts. If that limit should be exceeded,
disturbance of prior rulings would be taken as evidence that justifiable
reexamination of principle had given way to drives for particular results
in the short term. The legitimacy of the Court would fade with the frequency
of its vacillation. |
| [108] | That first circumstance can be described as hypothetical; the second is
to the point here and now. Where, in the performance of its judicial duties,
the Court decides a case in such a way as to resolve the sort of intensely
divisive controversy reflected in Roe and those rare, comparable cases,
its decision has a dimension that the resolution of the normal case does
not carry. It is the dimension present whenever the Court's interpretation
of the Constitution calls the contending sides of a national controversy
to end their national division by accepting a common mandate rooted in the
Constitution. |
| [109] | The Court is not asked to do this very often, having thus addressed the
Nation only twice in our lifetime, in the decisions of Brown and Roe. But
when the Court does act in this way, its decision requires an equally rare
precedential force to counter the inevitable efforts to overturn it and
to thwart its implementation. Some of those efforts may be mere unprincipled
emotional reactions; others may proceed from principles worthy of profound
respect. But whatever the premises of opposition may be, only the most convincing
justification under accepted standards of precedent could suffice to demonstrate
that a later decision overruling the first was anything but a surrender
to political pressure, and an unjustified repudiation of the principle on
which the Court staked its authority in the first instance. So to overrule
under fire in the absence of the most compelling reason to re-examine a
watershed decision would subvert the Court's legitimacy beyond any serious
question. Cf. Brown v. Board of Education, 349 U.S. 294, 300 (1955) (Brown
II) ("It should go without saying that the vitality of the constitutional
principles [announced in Brown v. Board of Education, 347 U.S. 483 (1954),]
cannot be allowed to yield simply because of disagreement with them"). |
| [110] | The country's loss of confidence in the judiciary would be underscored
by an equally certain and equally reasonable condemnation for another failing
in overruling unnecessarily and under pressure. Some cost will be paid by
anyone who approves or implements a constitutional decision where it is
unpopular, or who refuses to work to undermine the decision or to force
its reversal. The price may be criticism or ostracism, or it may be violence.
An extra price will be paid by those who themselves disapprove of the decision's
results when viewed outside of constitutional terms, but who nevertheless
struggle to accept it, because they respect the rule of law. To all those
who will be so tested by following, the Court implicitly undertakes to remain
steadfast, lest in the end a price be paid for nothing. The promise of constancy,
once given, binds its maker for as long as the power to stand by the decision
survives and the understanding of the issue has not changed so fundamentally
as to render the commitment obsolete. From the obligation of this promise
this Court cannot and should not assume any exemption when duty requires
it to decide a case in conformance with the Constitution. A willing breach
of it would be nothing less than a breach of faith, and no Court that broke
its faith with the people could sensibly expect credit for principle in
the decision by which it did that. |
| [111] | It is true that diminished legitimacy may be restored, but only slowly.
Unlike the political branches, a Court thus weakened could not seek to regain
its position with a new mandate from the voters, and even if the Court could
somehow go to the polls, the loss of its principled character could not
be retrieved by the casting of so many votes. Like the character of an individual,
the legitimacy of the Court must be earned over time. So, indeed, must be
the character of a Nation of people who aspire to live according to the
rule of law. Their belief in themselves as such a people is not readily
separable from their understanding of the Court invested with the authority
to decide their constitutional cases and speak before all others for their
constitutional ideals. If the Court's legitimacy should be undermined, then,
so would the country be in its very ability to see itself through its constitutional
ideals. The Court's concern with legitimacy is not for the sake of the Court
but for the sake of the Nation to which it is responsible. |
| [112] | The Court's duty in the present case is clear. In 1973, it confronted
the already-divisive issue of governmental power to limit personal choice
to undergo abortion, for which it provided a new resolution based on the
due process guaranteed by the Fourteenth Amendment. Whether or not a new
social consensus is developing on that issue, its divisiveness is no less
today than in 1973, and pressure to overrule the decision, like pressure
to retain it, has grown only more intense. A decision to overrule Roe 's
essential holding under the existing circumstances would address error,
if error there was, at the cost of both profound and unnecessary damage
to the Court's legitimacy, and to the Nation's commitment to the rule of
law. It is therefore imperative to adhere to the essence of Roe 's original
decision, and we do so today. |
| [113] | IV |
| [114] | From what we have said so far it follows that it is a constitutional liberty
of the woman to have some freedom to terminate her pregnancy. We conclude
that the basic decision in Roe was based on a constitutional analysis which
we cannot now repudiate. The woman's liberty is not so unlimited, however,
that from the outset the State cannot show its concern for the life of the
unborn, and at a later point in fetal development the State's interest in
life has sufficient force so that the right of the woman to terminate the
pregnancy can be restricted. |
| [115] | That brings us, of course, to the point where much criticism has been
directed at Roe, a criticism that always inheres when the Court draws a
specific rule from what in the Constitution is but a general standard. We
conclude, however, that the urgent claims of the woman to retain the ultimate
control over her destiny and her body, claims implicit in the meaning of
liberty, require us to perform that function. Liberty must not be extinguished
for want of a line that is clear. And it falls to us to give some real substance
to the woman's liberty to determine whether to carry her pregnancy to full
term. |
| [116] | We conclude the line should be drawn at viability, so that before that
time the woman has a right to choose to terminate her pregnancy. We adhere
to this principle for two reasons. First, as we have said, is the doctrine
of stare decisis. Any judicial act of line-drawing may seem somewhat arbitrary,
but Roe was a reasoned statement, elaborated with great care. We have twice
reaffirmed it in the face of great opposition. See Thornburgh v. American
College of Obstetricians & Gynecologists, 476 U.S., at 759; Akron I,
462 U.S., at 419-420. Although we must overrule those parts of Thornburgh
and Akron I which, in our view, are inconsistent with Roe 's statement that
the State has a legitimate interest in promoting the life or potential life
of the unborn, see (infra), at , the central premise of those cases represents
an unbroken commitment by this Court to the essential holding of Roe. It
is that premise which we reaffirm today. |
| [117] | The second reason is that the concept of viability, as we noted in Roe,
is the time at which there is a realistic possibility of maintaining and
nourishing a life outside the womb, so that the independent existence of
the second life can in reason and all fairness be the object of state protection
that now overrides the rights of the woman. See Roe v. Wade, 410 U.S., at
163. Consistent with other constitutional norms, legislatures may draw lines
which appear arbitrary without the necessity of offering a justification.
But courts may not. We must justify the lines we draw. And there is no line
other than viability which is more workable. To be sure, as we have said,
there may be some medical developments that affect the precise point of
viability, see (supra) , at , but this is an imprecision within tolerable
limits given that the medical community and all those who must apply its
discoveries will continue to explore the matter. The viability line also
has, as a practical matter, an element of fairness. In some broad sense
it might be said that a woman who fails to act before viability has consented
to the State's intervention on behalf of the developing child. |
| [118] | The woman's right to terminate her pregnancy before viability is the most
central principle of Roe v. Wade. It is a rule of law and a component of
liberty we cannot renounce. |
| [119] | On the other side of the equation is the interest of the State in the
protection of potential life. The Roe Court recognized the State's "important
and legitimate interest in protecting the potentiality of human life."
Roe, (supra) , at 162. The weight to be given this state interest, not the
strength of the woman's interest, was the difficult question faced in Roe.
We do not need to say whether each of us, had we been Members of the Court
when the valuation of the State interest came before it as an original matter,
would have concluded, as the Roe Court did, that its weight is insufficient
to justify a ban on abortions prior to viability even when it is subject
to certain exceptions. The matter is not before us in the first instance,
and coming as it does after nearly 20 years of litigation in Roe 's wake
we are satisfied that the immediate question is not the soundness of Roe
's resolution of the issue, but the precedential force that must be accorded
to its holding. And we have concluded that the essential holding of Roe
should be reaffirmed. |
| [120] | Yet it must be remembered that Roe v. Wade speaks with clarity in establishing
not only the woman's liberty but also the State's "important and legitimate
interest in potential life." Roe, (supra) , at 163. That portion of
the decision in Roe has been given too little acknowledgement and implementation
by the Court in its subsequent cases. Those cases decided that any regulation
touching upon the abortion decision must survive strict scrutiny, to be
sustained only if drawn in narrow terms to further a compelling state interest.
See, e.g., Akron I, supra, at 427. Not all of the cases decided under that
formulation can be reconciled with the holding in Roe itself that the State
has legitimate interests in the health of the woman and in protecting the
potential life within her. In resolving this tension, we choose to rely
upon Roe, as against the later cases. |
| [121] | Roe established a trimester framework to govern abortion regulations.
Under this elaborate but rigid construct, almost no regulation at all is
permitted during the first trimester of pregnancy; regulations designed
to protect the woman's health, but not to further the State's interest in
potential life, are permitted during the second trimester; and during the
third trimester, when the fetus is viable, prohibitions are permitted provided
the life or health of the mother is not at stake. Roe v. Wade, (supra) ,
at 163-166. Most of our cases since Roe have involved the application of
rules derived from the trimester framework. See, e.g., Thornburgh v. American
College of Obstetricians and Gynecologists, supra; Akron I, (supra) . |
| [122] | The trimester framework no doubt was erected to ensure that the woman's
right to choose not become so subordinate to the State's interest in promoting
fetal life that her choice exists in theory but not in fact. We do not agree,
however, that the trimester approach is necessary to accomplish this objective.
A framework of this rigidity was unnecessary and in its later interpretation
sometimes contradicted the State's permissible exercise of its powers. |
| [123] | Though the woman has a right to choose to terminate or continue her pregnancy
before viability, it does not at all follow that the State is prohibited
from taking steps to ensure that this choice is thoughtful and informed.
Even in the earliest stages of pregnancy, the State may enact rules and
regulations designed to encourage her to know that there are philosophic
and social arguments of great weight that can be brought to bear in favor
of continuing the pregnancy to full term and that there are procedures and
institutions to allow adoption of unwanted children as well as a certain
degree of state assistance if the mother chooses to raise the child herself.
"'The Constitution does not forbid a State or city, pursuant to democratic
processes, from expressing a preference for normal childbirth.'" Webster
v. Reproductive Health Services, 492 U.S., at 511 (opinion of the Court)
(quoting Poelker v. Doe, 432 U.S. 519, 521 (1977)). It follows that States
are free to enact laws to provide a reasonable framework for a woman to
make a decision that has such profound and lasting meaning. This, too, we
find consistent with Roe 's central premises, and indeed the inevitable
consequence of our holding that the State has an interest in protecting
the life of the unborn. |
| [124] | We reject the trimester framework, which we do not consider to be part
of the essential holding of Roe. See Webster v. Reproductive Health Services,
(supra) , at 518 (opinion of REHNQUIST, C. J.); id., at 529 (O'CONNOR, J.,
Concurring in part and Concurring in judgment) (describing the trimester
framework as "problematic"). Measures aimed at ensuring that a
woman's choice contemplates the consequences for the fetus do not necessarily
interfere with the right recognized in Roe, although those measures have
been found to be inconsistent with the rigid trimester framework announced
in that case. A logical reading of the central holding in Roe itself, and
a necessary reconciliation of the liberty of the woman and the interest
of the State in promoting prenatal life, require, in our view, that we abandon
the trimester framework as a rigid prohibition on all previability regulation
aimed at the protection of fetal life. The trimester framework suffers from
these basic flaws: in its formulation it misconceives the nature of the
pregnant woman's interest; and in practice it undervalues the State's interest
in potential life, as recognized in Roe. |
| [125] | As our jurisprudence relating to all liberties save perhaps abortion has
recognized, not every law which makes a right more difficult to exercise
is, ipso facto, an infringement of that right. An example clarifies the
point. We have held that not every ballot access limitation amounts to an
infringement of the right to vote. Rather, the States are granted substantial
flexibility in establishing the framework within which voters choose the
candidates for whom they wish to vote. Anderson v. Celebrezze, 460 U.S.
780, 788 (1983); Norman v. Reed, 502 U.S. , 112 S. Ct. 698, 116 L. Ed. 2d
711 (1992). |
| [126] | The abortion right is similar. Numerous forms of state regulation might
have the incidental effect of increasing the cost or decreasing the availability
of medical care, whether for abortion or any other medical procedure. The
fact that a law which serves a valid purpose, one not designed to strike
at the right itself, has the incidental effect of making it more difficult
or more expensive to procure an abortion cannot be enough to invalidate
it. Only where state regulation imposes an undue burden on a woman's ability
to make this decision does the power of the State reach into the heart of
the liberty protected by the Due Process Clause. See Hodgson v. Minnesota,
497 U.S. 417, 458-459 (1990) (O'CONNOR, J., Concurring in part and Concurring
in judgment in part); Ohio v. Akron Center for Reproductive Health, 497
U.S. 502, , 111 L. Ed. 2d 405 , 110 S. Ct. 2972 (1990) (Akron II) (opinion
of KENNEDY, J.) Webster v. Reproductive Health Services, supra, at 530 (O'CONNOR,
J., Concurring in part and Concurring in judgment); Thornburgh v. American
College of Obstetricians and Gynecologists, 476 U.S., at 828 (O'CONNOR,
J., Dissenting); Simopoulos v. Virginia, 462 U.S. 506, 520 (1983) (O'CONNOR,
J., Concurring in part and Concurring in judgment); Planned Parenthood Assn.
of Kansas City v. Ashcroft, 462 U.S. 476, 505 (1983) (O'CONNOR, J., Concurring
in judgment in part and Dissenting in part); Akron I, 462 U.S., at 464 (O'CONNOR,
J., joined by WHITE and REHNQUIST, JJ., Dissenting); Bellotti v. Baird,
428 U.S. 132, 147 (1976) (Bellotti I). |
| [127] | For the most part, the Court's early abortion cases adhered to this view.
In Maher v. Roe, 432 U.S. 464, 473-474 (1977), the Court explained: "
Roe did not declare an unqualified 'constitutional right to an abortion,'
as the District Court seemed to think. Rather, the right protects the woman
from unduly burdensome interference with her freedom to decide whether to
terminate her pregnancy." See also Doe v. Bolton, 410 U.S. 179, 198
(1973) ("The interposition of the hospital abortion committee is unduly
restrictive of the patient's rights"); Bellotti I, (supra) , at 147
(State may not "impose undue burdens upon a minor capable of giving
an informed consent"); Harris v. McRae, 448 U.S. 297, 314 (1980) (citing
Maher, (supra) ). Cf. Carey v. Population Services International, 431 U.S.,
at 688 ("The same test must be applied to state regulations that burden
an individual's right to decide to prevent conception or terminate pregnancy
by substantially limiting access to the means of effectuating that decision
as is applied to state statutes that prohibit the decision entirely"). |
| [128] | These considerations of the nature of the abortion right illustrate that
it is an overstatement to describe it as a right to decide whether to have
an abortion "without interference from the State," Planned Parenthood
of Central Mo. v. Danforth, 428 U.S. 52, 61 (1976). All abortion regulations
interfere to some degree with a woman's ability to decide whether to terminate
her pregnancy. It is, as a consequence, not surprising that despite the
protestations contained in the original Roe opinion to the effect that the
Court was not recognizing an absolute right, 410 U.S., at 154-155, the Court's
experience applying the trimester framework has led to the striking down
of some abortion regulations which in no real sense deprived women of the
ultimate decision. Those decisions went too far because the right recognized
by Roe is a right "to be free from unwarranted governmental intrusion
into matters so fundamentally affecting a person as the decision whether
to bear or beget a child." Eisenstadt v. Baird, 405 U.S., at 453. Not
all governmental intrusion is of necessity unwarranted; and that brings
us to the other basic flaw in the trimester framework: even in Roe 's terms,
in practice it undervalues the State's interest in the potential life within
the woman. |
| [129] | Roe v. Wade was express in its recognition of the State's "important
and legitimate interests in preserving and protecting the health of the
pregnant woman in protecting the potentiality of human life." 410 U.S.,
at 162. The trimester framework, however, does not fulfill Roe 's own promise
that the State has an interest in protecting fetal life or potential life.
Roe began the contradiction by using the trimester framework to forbid any
regulation of abortion designed to advance that interest before viability.
Id., at 163. Before viability, Roe and subsequent cases treat all governmental
attempts to influence a woman's decision on behalf of the potential life
within her as unwarranted. This treatment is, in our judgment, incompatible
with the recognition that there is a substantial state interest in potential
life throughout pregnancy. Cf. Webster, 492 U.S., at 519 (opinion of REHNQUIST,
C. J.); Akron I, (supra) , at 461 (O'CONNOR, J., Dissenting). |
| [130] | The very notion that the State has a substantial interest in potential
life leads to the Conclusion that not all regulations must be deemed unwarranted.
Not all burdens on the right to decide whether to terminate a pregnancy
will be undue. In our view, the undue burden standard is the appropriate
means of reconciling the State's interest with the woman's constitutionally
protected liberty. |
| [131] | The concept of an undue burden has been utilized by the Court as well
as individual members of the Court, including two of us, in ways that could
be considered inconsistent. See, e.g., Hodgson v. Minnesota, 497 U.S., at
(O'CONNOR, J., Concurring in part and Concurring in judgment); Akron II,
497 U.S., at (opinion of KENNEDY, J.); Thornburgh v. American College of
Obstetricians and Gynecologists, 476 U.S., at 828-829 (O'CONNOR, J., Dissenting);
Akron I, supra, at 461-466 (O'CONNOR, J., Dissenting); Harris v. McRae,
supra, at 314; Maher v. Roe, supra, at 473; Beal v. Doe, 432 U.S. 438, 446
(1977); Bellotti I, supra, at 147. Because we set forth a standard of general
application to which we intend to adhere, it is important to clarify what
is meant by an undue burden. |
| [132] | A finding of an undue burden is a shorthand for the Conclusion that a
state regulation has the purpose or effect of placing a substantial obstacle
in the path of a woman seeking an abortion of a nonviable fetus. A statute
with this purpose is invalid because the means chosen by the State to further
the interest in potential life must be calculated to inform the woman's
free choice, not hinder it. And a statute which, while furthering the interest
in potential life or some other valid state interest, has the effect of
placing a substantial obstacle in the path of a woman's choice cannot be
considered a permissible means of serving its legitimate ends. To the extent
that the opinions of the Court or of individual Justices use the undue burden
standard in a manner that is inconsistent with this analysis, we set out
what in our view should be the controlling standard. Cf. McCleskey v. Zant,
499 U.S. , , 111 S. Ct. 1454, 113 L. Ed. 2d 517 (1991) (slip op., at 20)
(attempting to "define the doctrine of abuse of the writ with more
precision" after acknowledging tension among earlier cases). In our
considered judgment, an undue burden is an unconstitutional burden. See
Akron II, supra, at (opinion of KENNEDY, J.). Understood another way, we
answer the question, left open in previous opinions discussing the undue
burden formulation, whether a law designed to further the State's interest
in fetal life which imposes an undue burden on the woman's decision before
fetal viability could be constitutional. See, e.g., Akron I, (supra) , at
462-463 (O'CONNOR, J., Dissenting). The answer is no. |
| [133] | Some guiding principles should emerge. What is at stake is the woman's
right to make the ultimate decision, not a right to be insulated from all
others in doing so. Regulations which do no more than create a structural
mechanism by which the State, or the parent or guardian of a minor, may
express profound respect for the life of the unborn are permitted, if they
are not a substantial obstacle to the woman's exercise of the right to choose.
See (infra), at - (addressing Pennsylvania's parental consent requirement).
Unless it has that effect on her right of choice, a state measure designed
to persuade her to choose childbirth over abortion will be upheld if reasonably
related to that goal. Regulations designed to foster the health of a woman
seeking an abortion are valid if they do not constitute an undue burden. |
| [134] | Even when jurists reason from shared premises, some disagreement is inevitable.
Compare Hodgson, 497 U.S., at - (opinion of KENNEDY, J.) with id., at -
(O'CONNOR, J., Concurring in part and Concurring in judgment in part). That
is to be expected in the application of any legal standard which must accommodate
life's complexity. We do not expect it to be otherwise with respect to the
undue burden standard. We give this summary: |
| [135] | (a) To protect the central right recognized by Roe v. Wade while at the
same time accommodating the State's profound interest in potential life,
we will employ the undue burden analysis as explained in this opinion. An
undue burden exists, and therefore a provision of law is invalid, if its
purpose or effect is to place a substantial obstacle in the path of a woman
seeking an abortion before the fetus attains viability. |
| [136] | (b) We reject the rigid trimester framework of Roe v. Wade. To promote
the State's profound interest in potential life, throughout pregnancy the
State may take measures to ensure that the woman's choice is informed, and
measures designed to advance this interest will not be invalidated as long
as their purpose is to persuade the woman to choose childbirth over abortion.
These measures must not be an undue burden on the right. |
| [137] | (c) As with any medical procedure, the State may enact regulations to
further the health or safety of a woman seeking an abortion. Unnecessary
health regulations that have the purpose or effect of presenting a substantial
obstacle to a woman seeking an abortion impose an undue burden on the right. |
| [138] | (d) Our adoption of the undue burden analysis does not disturb the central
holding of Roe v. Wade, and we reaffirm that holding. Regardless of whether
exceptions are made for particular circumstances, a State may not prohibit
any woman from making the ultimate decision to terminate her pregnancy before
viability. |
| [139] | (e) We also reaffirm Roe 's holding that "subsequent to viability,
the State in promoting its interest in the potentiality of human life may,
if it chooses, regulate, and even proscribe, abortion except where it is
necessary, in appropriate medical judgment, for the preservation of the
life or health of the mother." Roe v. Wade, 410 U.S., at 164-165. |
| [140] | These principles control our assessment of the Pennsylvania statute, and
we now turn to the issue of the validity of its challenged provisions. |
| [141] | V |
| [142] | The Court of Appeals applied what it believed to be the undue burden standard
and upheld each of the provisions except for the husband notification requirement.
We agree generally with this Conclusion, but refine the undue burden analysis
in accordance with the principles articulated above. We now consider the
separate statutory sections at issue. |
| [143] | A |
| [144] | Because it is central to the operation of various other requirements,
we begin with the statute's definition of medical emergency. Under the statute,
a medical emergency is |
| [145] | "that condition which, on the basis of the physician's good faith
clinical judgment, so complicates the medical condition of a pregnant woman
as to necessitate the immediate abortion of her pregnancy to avert her death
or for which a delay will create serious risk of substantial and irreversible
impairment of a major bodily function." 18 Pa. Cons. Stat. (1990).
§ 3203. |
| [146] | Petitioners argue that the definition is too narrow, contending that it
forecloses the possibility of an immediate abortion despite some significant
health risks. If the contention were correct, we would be required to invalidate
the restrictive operation of the provision, for the essential holding of
Roe forbids a State from interfering with a woman's choice to undergo an
abortion procedure if continuing her pregnancy would constitute a threat
to her health. 410 U.S., at 164. See also Harris v. McRae, 448 U.S., at
316. |
| [147] | The District Court found that there were three serious conditions which
would not be covered by the statute: preeclampsia, inevitable abortion,
and premature ruptured membrane. 744 F. Supp., at 1378. Yet, as the Court
of Appeals observed, 947 F.2d, at 700-701, it is undisputed that under some
circumstances each of these conditions could lead to an illness with substantial
and irreversible consequences. While the definition could be interpreted
in an unconstitutional manner, the Court of Appeals construed the phrase
"serious risk" to include those circumstances. Id., at 701. It
stated: "we read the medical emergency exception as intended by the
Pennsylvania legislature to assure that compliance with its abortion regulations
would not in any way pose a significant threat to the life or health of
a woman." Ibid. As we said in Brockett v. Spokane Arcades, Inc., 472
U.S. 491, 499-500 (1985): "Normally, . . . we defer to the construction
of a state statute given it by the lower federal courts." Indeed, we
have said that we will defer to lower court interpretations of state law
unless they amount to "plain" error. Palmer v. Hoffman, 318 U.S.
109, 118 (1943). This "'reflect our belief that district courts and
courts of appeals are better schooled in and more able to interpret the
laws of their respective States.'" Frisby v. Schultz, 487 U.S. 474,
482 (1988) (citation omitted). We adhere to that course today, and conclude
that, as construed by the Court of Appeals, the medical emergency definition
imposes no undue burden on a woman's abortion right. |
| [148] | B |
| [149] | We next consider the informed consent requirement. 18 Pa. Cons. Stat.
Ann. § 3205. Except in a medical emergency, the statute requires that at
least 24 hours before performing an abortion a physician inform the woman
of the nature of the procedure, the health risks of the abortion and of
childbirth, and the "probable gestational age of the unborn child."
The physician or a qualified nonphysician must inform the woman of the availability
of printed materials published by the State describing the fetus and providing
information about medical assistance for childbirth, information about child
support from the father, and a list of agencies which provide adoption and
other services as alternatives to abortion. An abortion may not be performed
unless the woman certifies in writing that she has been informed of the
availability of these printed materials and has been provided them if she
chooses to view them. |
| [150] | Our prior decisions establish that as with any medical procedure, the State may require a woman to give |